|
1
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$2.47M
|
-175,818
|
Closed
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$1.07M
|
-75,681
|
Closed
|
|
|
3
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$874K
|
-61,262
|
Closed
|
|
|
4
|
|
–
|
-$691K
|
-49,021
|
Closed
|
|
|
5
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$466K
|
-33,140
|
Closed
|
|
|
6
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$154K
|
-10,950
|
Closed
|
|
|
7
|
Edge Wealth Management
New York
|
–
|
-$148K
|
-10,509
|
Closed
|
|
|
8
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$139K
|
-9,875
|
Closed
|
|
|
9
|
Highlander Capital Management
Short Hills,
New Jersey
|
–
|
-$104K
|
-7,400
|
Closed
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
–
|
-$98K
|
-6,976
|
Closed
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
–
|
-$89K
|
-6,336
|
Closed
|
|
|
12
|
|
–
|
-$69K
|
-4,880
|
Closed
|
|
|
13
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$56K
|
-4,000
|
Closed
|
|
|
14
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$14K
|
-1,000
|
Closed
|
|
|
15
|
Signet Financial Management
Parsippany,
New Jersey
|
–
|
-$14K
|
-1,000
|
Closed
|
|
|
16
|
Parisi Gray Wealth Management
Mendham,
New Jersey
|
–
|
-$14K
|
-990
|
Closed
|
|
|
17
|
American Portfolios Advisors
Holbrook,
New York
|
–
|
-$12.7K
|
-900
|
Closed
|
|
