|
1
|
Zazove Associates
Incline Village,
Nevada
|
$2.94M
|
+$144K
|
+127,231
|
+5%
|
|
|
2
|
DG Capital Management
New York
|
$2.79M
|
+$2.69M
|
+2,384,227
|
New
|
|
|
3
|
|
$2.42M
|
–
|
–
|
–
|
|
|
4
|
Neuberger Berman Group
New York
|
$565K
|
-$391K
|
-346,565
|
-41%
|
|
|
5
|
LPL Financial
San Diego,
California
|
$115K
|
-$148K
|
-131,500
|
-56%
|
|
|
6
|
California Public Employees Retirement System
Sacramento,
California
|
$105K
|
–
|
–
|
–
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
$100K
|
+$7.25K
|
+6,427
|
+8%
|
|
|
8
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$98K
|
-$105K
|
-93,000
|
-52%
|
|
|
9
|
Geode Capital Management
Boston,
Massachusetts
|
$85K
|
+$609
|
+540
|
+0.7%
|
|
|
10
|
|
$68K
|
+$48.1K
|
+42,653
|
+239%
|
|
|
11
|
Terril Brothers
St. Louis,
Missouri
|
$45K
|
–
|
–
|
–
|
|
|
12
|
|
$30K
|
+$26.5K
|
+23,470
|
+683%
|
|
|
13
|
RBF Capital
San Francisco,
California
|
$28K
|
–
|
–
|
–
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
$24K
|
+$2.11K
|
+1,866
|
+9%
|
|
|
15
|
|
$22K
|
+$8.95K
|
+7,933
|
+67%
|
|
|
16
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$10K
|
+$10.9K
|
+9,634
|
New
|
|
|
17
|
Lee Financial
Dallas,
Texas
|
$3K
|
–
|
–
|
–
|
|
|
18
|
Kore Private Wealth
New York
|
$2K
|
+$1.87K
|
+1,657
|
New
|
|
|
19
|
Wells Fargo
San Francisco,
California
|
$1K
|
-$903
|
-800
|
-44%
|
|
|
20
|
Group One Trading
Chicago,
Illinois
|
$1K
|
–
|
–
|
–
|
|
|
21
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$25K
|
-22,756
|
Closed
|
|
|
22
|
Prescott Group Capital Management
Tulsa,
Oklahoma
|
–
|
-$25K
|
-21,881
|
Closed
|
|
|
23
|
Independent Advisor Alliance
Charlotte,
North Carolina
|
–
|
-$13K
|
-12,000
|
Closed
|
|
|
24
|
Essex Financial Services
Essex,
Connecticut
|
–
|
-$11K
|
-10,000
|
Closed
|
|
