|
1
|
Nexpoint Asset Management
Dallas,
Texas
|
–
|
-$12.9M
|
-2,860,846
|
Closed
|
|
|
2
|
Zazove Associates
Incline Village,
Nevada
|
–
|
-$10.9M
|
-2,402,670
|
Closed
|
|
|
3
|
|
–
|
-$9.61M
|
-2,126,752
|
Closed
|
|
|
4
|
DG Capital Management
New York
|
–
|
-$8.85M
|
-1,956,842
|
Closed
|
|
|
5
|
|
–
|
-$4.65M
|
-1,029,660
|
Closed
|
|
|
6
|
|
–
|
-$4.21M
|
-932,783
|
Closed
|
|
|
7
|
|
–
|
-$4.11M
|
-909,519
|
Closed
|
|
|
8
|
Cowen and Company
New York
|
–
|
-$2.49M
|
-550,000
|
Closed
|
|
|
9
|
Neuberger Berman Group
New York
|
–
|
-$1.13M
|
-249,323
|
Closed
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
–
|
-$784K
|
-173,417
|
Closed
|
|
|
11
|
|
–
|
-$756K
|
-167,159
|
Closed
|
|
|
12
|
|
–
|
-$678K
|
-150,000
|
Closed
|
|
|
13
|
LPL Financial
San Diego,
California
|
–
|
-$656K
|
-145,200
|
Closed
|
|
|
14
|
PenderFund Capital Management
Vancouver,
British Columbia, Canada
|
–
|
-$507K
|
-87,200
|
Closed
|
|
|
15
|
|
–
|
-$394K
|
-87,070
|
Closed
|
|
|
16
|
Sarissa Consulting
Santa Monica,
California
|
–
|
-$348K
|
-77,000
|
Closed
|
|
|
17
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$344K
|
-76,161
|
Closed
|
|
|
18
|
Wells Fargo
San Francisco,
California
|
–
|
-$271K
|
-60,029
|
Closed
|
|
|
19
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$267K
|
-59,014
|
Closed
|
|
|
20
|
|
–
|
-$232K
|
-51,374
|
Closed
|
|
|
21
|
Geode Capital Management
Boston,
Massachusetts
|
–
|
-$165K
|
-36,546
|
Closed
|
|
|
22
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$154K
|
-34,036
|
Closed
|
|
|
23
|
Rockwood Wealth Management
New Hope,
Pennsylvania
|
–
|
-$139K
|
-30,687
|
Closed
|
|
|
24
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$123K
|
-27,100
|
Closed
|
|
|
25
|
CSS LLC
Chicago,
Illinois
|
–
|
-$112K
|
-24,739
|
Closed
|
|
