|
1
|
Karpus Investment Management
Pittsford,
New York
|
$2.73M
|
+$531K
|
+37,573
|
+22%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$1.55M
|
-$29.2K
|
-2,063
|
-2%
|
|
|
3
|
Mackay Shields LLC
New York
|
$881K
|
-$59.7K
|
-4,224
|
-6%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$665K
|
+$107K
|
+7,584
|
+17%
|
|
|
5
|
Focused Wealth Management
Newburgh,
New York
|
$538K
|
+$2.39K
|
+169
|
+0.4%
|
|
|
6
|
|
$481K
|
+$27.1K
|
+1,918
|
+5%
|
|
|
7
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
$317K
|
+$346K
|
+24,500
|
New
|
|
|
8
|
Wolverine Asset Management
Chicago,
Illinois
|
$289K
|
+$316K
|
+22,366
|
New
|
|
|
9
|
|
$284K
|
+$28.6K
|
+2,025
|
+10%
|
|
|
10
|
HighTower Advisors
Chicago,
Illinois
|
$181K
|
+$198K
|
+14,000
|
New
|
|
|
11
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$136K
|
-$99.9K
|
-7,064
|
-40%
|
|
|
12
|
|
$118K
|
+$117K
|
+8,300
|
+1,038%
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$52K
|
-$28.3K
|
-2,000
|
-33%
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
$39K
|
+$14
|
+1
|
+0%
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$31K
|
+$6.79K
|
+480
|
+25%
|
|
|
16
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$147K
|
-10,225
|
Closed
|
|
|
17
|
Samalin Investment Counsel
Chappaqua,
New York
|
–
|
-$25K
|
-1,800
|
Closed
|
|
