|
1
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$1.95M
|
-128,382
|
Closed
|
|
|
2
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
–
|
-$1.85M
|
-122,191
|
Closed
|
|
|
3
|
Mackay Shields LLC
New York
|
–
|
-$1.28M
|
-84,682
|
Closed
|
|
|
4
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$1.1M
|
-72,204
|
Closed
|
|
|
5
|
Icon Advisers
Greenwood Village,
Colorado
|
–
|
-$861K
|
-56,713
|
Closed
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
–
|
-$859K
|
-56,598
|
Closed
|
|
|
7
|
|
–
|
-$505K
|
-33,308
|
Closed
|
|
|
8
|
Claybrook Capital
Wellesley,
Massachusetts
|
–
|
-$341K
|
-22,497
|
Closed
|
|
|
9
|
|
–
|
-$285K
|
-18,789
|
Closed
|
|
|
10
|
|
–
|
-$229K
|
-15,100
|
Closed
|
|
|
11
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$202K
|
-13,328
|
Closed
|
|
|
12
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$164K
|
-10,800
|
Closed
|
|
|
13
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$155K
|
-10,251
|
Closed
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
–
|
-$132K
|
-8,701
|
Closed
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$55K
|
-3,600
|
Closed
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$37K
|
-2,426
|
Closed
|
|
|
17
|
AlphaCentric Advisors
San Juan,
Puerto Rico
|
–
|
-$26K
|
-1,720
|
Closed
|
|
|
18
|
Rockefeller Capital Management
New York
|
–
|
-$4K
|
-322
|
Closed
|
|
