|
1
|
SG Americas Securities
New York
|
$19.2M
|
+$18.9M
|
+793,329
|
New
|
|
|
2
|
Credential Qtrade Securities
Vancouver,
|
$943K
|
+$931K
|
+39,000
|
New
|
|
|
3
|
Money Concepts Capital
Palm Beach Gardens,
Florida
|
$563K
|
+$167K
|
+7,011
|
+43%
|
|
|
4
|
|
$465K
|
+$458K
|
+19,211
|
New
|
|
|
5
|
Checchi Capital Advisers
Beverly Hills,
California
|
$429K
|
–
|
–
|
–
|
|
|
6
|
Osaic Holdings
Scottsdale,
Arizona
|
$335K
|
-$39.3K
|
-1,645
|
-11%
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
$87K
|
+$63.5K
|
+2,662
|
+283%
|
|
|
8
|
U.S. Global Investors (USGI)
San Antonio,
Texas
|
$24K
|
+$23.9K
|
+1,000
|
New
|
|
|
9
|
Clearstead Advisors
Cleveland,
Ohio
|
$18K
|
–
|
–
|
–
|
|
|
10
|
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
|
$8.46K
|
–
|
–
|
–
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$8K
|
+$8.23K
|
+345
|
New
|
|
|
12
|
|
–
|
-$10.4M
|
-352,112
|
Closed
|
|
|
13
|
Cetera Advisors
Denver,
Colorado
|
–
|
-$513K
|
-17,410
|
Closed
|
|
|
14
|
Level Four Advisory Services
Dallas,
Texas
|
–
|
-$202K
|
-6,860
|
Closed
|
|
|
15
|
Spire Wealth Management
Mclean,
Virginia
|
–
|
-$3K
|
-100
|
Closed
|
|
|
16
|
Institutional & Family Asset Management
Fort Collins,
Colorado
|
–
|
-$1K
|
-50
|
Closed
|
|
