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Breakwave Dry Bulk Shipping ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$7.04M +$4.52M +189,530 +375%
Osaic Holdings
2
Osaic Holdings
Arizona
$1.38M +$1.12M +47,046 New
CIBC World Market
3
CIBC World Market
Ontario, Canada
$1.16M +$944K +39,603 New
DZ Bank
4
DZ Bank
Germany
$797K -$429K -18,000 -40%
LFF
5
Level Four Financial
Texas
$762K -$37.9K -1,591 -6%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$738K +$599K +25,157 New
Citadel Advisors
7
Citadel Advisors
Florida
$543K +$441K +18,513 New
SPC
8
Sigma Planning Corp
Michigan
$531K +$431K +18,086 New
CA
9
Cetera Advisors
Colorado
$519K -$18.7K -785 -4%
MSAM
10
Moloney Securities Asset Management
Missouri
$345K -$23.7K -995 -8%
AWE
11
Avidian Wealth Enterprises
Texas
$252K +$205K +8,585 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$32K +$26.2K +1,100 New
CA
13
Clearstead Advisors
Ohio
$22K +$17.9K +750 New
FDCDDQ
14
Federation des caisses Desjardins du Quebec
Quebec, Canada
$10.3K +$8.34K +350 New
PS
15
Portfolio Strategies
New York
$10K +$5.38M +225,801 New
ASN
16
Advisory Services Network
Georgia
$4K +$3.34K +140 New
SWM
17
Spire Wealth Management
Virginia
$3K
FFS
18
Founders Financial Securities
Maryland
-$194K -11,491 Closed
USGIU
19
U.S. Global Investors (USGI)
Texas
-$68K -4,000 Closed
Morgan Stanley
20
Morgan Stanley
New York
-$14K -835 Closed