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BlackRock Capital Allocation Term Trust

64 hedge funds and large institutions have $411M invested in BlackRock Capital Allocation Term Trust in 2021 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 22 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

675% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 4

340% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 5

73% more capital invested

Capital invested by funds: $237M → $411M (+$173M)

68% more funds holding

Funds holding: 3864 (+26)

8.36% more ownership

Funds ownership: 10.48%18.84% (+8.4%)

Holders
64
Holders Change
+26
Holders Change %
+68.42%
% of All Funds
0.98%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
31
Increased
22
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$89.8M +$80.9M +4,160,943 +910%
Morgan Stanley
2
Morgan Stanley
New York
$89M -$1.47M -75,582 -2%
UBS Group
3
UBS Group
Switzerland
$45.5M +$4.04M +207,767 +10%
Bank of America
4
Bank of America
North Carolina
$43.6M +$1.61M +82,911 +4%
AWA
5
Amplius Wealth Advisors
Pennsylvania
$35M +$34.9M +1,797,431 New
PPA
6
Parametric Portfolio Associates
Washington
$13.8M +$5.68M +292,003 +70%
SIA
7
Sit Investment Associates
Minnesota
$12.8M +$12.8M +658,477 New
KIM
8
Karpus Investment Management
New York
$11.8M +$11.8M +605,502 New
Wells Fargo
9
Wells Fargo
California
$8.07M +$407K +20,926 +5%
Cohen & Steers
10
Cohen & Steers
New York
$7.37M +$6.02M +309,530 +448%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$7.31M +$1.03M +52,936 +16%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$4.45M +$4.45M +228,877 New
Osaic Holdings
13
Osaic Holdings
Arizona
$3.86M +$2.18M +112,236 +131%
WAM
14
Wolverine Asset Management
Illinois
$3.23M +$1.86M +95,659 +135%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$3.12M +$309K +15,872 +11%
WAM
16
Weiss Asset Management
Massachusetts
$2.64M +$2.64M +135,661 New
RJA
17
Raymond James & Associates
Florida
$2.62M +$1.31M +67,518 +101%
Stifel Financial
18
Stifel Financial
Missouri
$2.29M +$975K +50,133 +74%
LSC
19
Logan Stone Capital
Illinois
$2.17M +$2.17M +111,488 New
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$2.04M +$741K +38,125 +57%
1CP
21
1607 Capital Partners
Virginia
$1.72M +$1.72M +88,300 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$1.37M +$350K +17,977 +34%
MC
23
Mathes Company
New York
$1.35M -$126K -6,500 -9%
MIG
24
Mariner Investment Group
New York
$1.32M +$1.32M +67,826 New
PFGIA
25
Patriot Financial Group Insurance Agency
Massachusetts
$1.27M +$10.8K +554 +0.9%

BCAT Hedge Fund Activity: Q4 2021 in Review

64 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in BlackRock Capital Allocation Term Trust (BCAT) for Q4 2021, worth a combined $411M — up 73% from $237M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new BCAT positions and 4 closed out — a net gain of 27 holders — while 22 added to existing stakes and 5 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $80.9M. The largest seller was Corrado Advisors, exiting entirely with an estimated $2.35M sold.

  • 64 institutional investors held BlackRock Capital Allocation Term Trust (BCAT) as of Q4 2021, up from 38 in Q3 2021.
  • Funds reported $411M of BlackRock Capital Allocation Term Trust stock for Q4 2021, up 73% quarter-over-quarter.
  • 31 funds opened new BlackRock Capital Allocation Term Trust positions in Q4 2021 and 4 closed out, a net change of +27 holders.
  • The largest BlackRock Capital Allocation Term Trust buyer in Q4 2021 was Rivernorth Capital Management, an estimated $80.9M added.
  • The largest BlackRock Capital Allocation Term Trust seller in Q4 2021 was Corrado Advisors, an estimated $2.35M sold.

Based on aggregated 13F filings for Q4 2021.