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BlackRock Capital Allocation Term Trust

38 hedge funds and large institutions have $237M invested in BlackRock Capital Allocation Term Trust in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 5

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

19% more capital invested

Capital invested by funds: $200M → $237M (+$37.5M)

12% more funds holding

Funds holding: 3438 (+4)

2.34% more ownership

Funds ownership: 8.15%10.48% (+2.3%)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
16
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$94M +$15.1K +698 +0%
Bank of America
2
Bank of America
North Carolina
$43.6M +$7.57M +350,290 +19%
UBS Group
3
UBS Group
Switzerland
$43M +$18.5M +855,039 +67%
RCM
4
Rivernorth Capital Management
Florida
$9.24M +$9.88M +457,392 New
PPA
5
Parametric Portfolio Associates
Washington
$8.48M +$9.07M +419,827 New
Wells Fargo
6
Wells Fargo
California
$7.96M +$1.1M +50,716 +15%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.53M +$6.08M +281,406 +676%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.92M +$100K +4,646 +3%
CA
9
Corrado Advisors
New Jersey
$2.35M -$63.8K -2,954 -2%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.73M +$107K +4,964 +6%
MC
11
Mathes Company
New York
$1.53M +$626K +29,000 +62%
WAM
12
Wolverine Asset Management
Illinois
$1.43M +$973K +45,048 +176%
Cohen & Steers
13
Cohen & Steers
New York
$1.4M +$1.49M +69,128 New
Stifel Financial
14
Stifel Financial
Missouri
$1.36M +$189K +8,730 +15%
RJA
15
Raymond James & Associates
Florida
$1.35M -$187K -8,648 -11%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$1.35M +$443K +20,499 +44%
PFGIA
17
Patriot Financial Group Insurance Agency
Massachusetts
$1.31M
WS
18
Wedbush Securities
California
$1.27M
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.06M +$22.2K +1,028 +2%
Ameriprise
20
Ameriprise
Minnesota
$818K +$672K +31,093 +331%
QP
21
Quilter Plc
United Kingdom
$672K
Truist Financial
22
Truist Financial
North Carolina
$610K -$13K -600 -2%
S
23
SignatureFD
Georgia
$528K +$8.08K +374 +1%
III
24
Independent Investors Inc
New York
$505K
RJFSA
25
Raymond James Financial Services Advisors
Florida
$340K +$1.04K +48 +0.3%

BCAT Hedge Fund Activity: Q3 2021 in Review

38 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in BlackRock Capital Allocation Term Trust (BCAT) for Q3 2021, worth a combined $237M — up 19% from $200M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new BCAT positions and 4 closed out — a net gain of 4 holders — while 16 added to existing stakes and 5 trimmed.

The largest buyer was UBS Group, adding an estimated $18.5M. The largest seller was Tiedemann Advisors, exiting entirely with an estimated $547K sold.

  • 38 institutional investors held BlackRock Capital Allocation Term Trust (BCAT) as of Q3 2021, up from 34 in Q2 2021.
  • Funds reported $237M of BlackRock Capital Allocation Term Trust stock for Q3 2021, up 19% quarter-over-quarter.
  • 8 funds opened new BlackRock Capital Allocation Term Trust positions in Q3 2021 and 4 closed out, a net change of +4 holders.
  • The largest BlackRock Capital Allocation Term Trust buyer in Q3 2021 was UBS Group, an estimated $18.5M added.
  • The largest BlackRock Capital Allocation Term Trust seller in Q3 2021 was Tiedemann Advisors, an estimated $547K sold.

Based on aggregated 13F filings for Q3 2021.