|
1
|
Advisors Asset Management
Monument,
Colorado
|
$2.09M
|
+$865K
|
+64,323
|
+72%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$1.09M
|
-$72.3K
|
-5,379
|
-6%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$969K
|
+$343K
|
+25,524
|
+56%
|
|
|
4
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$680K
|
+$673K
|
+50,028
|
New
|
|
|
5
|
Tradewinds Capital Management
Bellingham,
Washington
|
$347K
|
+$115K
|
+8,520
|
+50%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$293K
|
-$75.1K
|
-5,586
|
-21%
|
|
|
7
|
HighTower Advisors
Chicago,
Illinois
|
$239K
|
+$237K
|
+17,615
|
New
|
|
|
8
|
LPL Financial
San Diego,
California
|
$195K
|
+$193K
|
+14,332
|
New
|
|
|
9
|
Horizon Kinetics
New York
|
$170K
|
-$13.4K
|
-1,000
|
-7%
|
|
|
10
|
Gupta Wealth Management
San Diego,
California
|
$152K
|
+$150K
|
+11,152
|
New
|
|
|
11
|
|
$97K
|
-$2.96K
|
-220
|
-3%
|
|
|
12
|
MSI Financial Services
Springfield,
Massachusetts
|
$94K
|
–
|
–
|
–
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$82K
|
–
|
–
|
–
|
|
|
14
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$82K
|
+$17.5K
|
+1,300
|
+27%
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$69K
|
-$13.4K
|
-999
|
-17%
|
|
|
16
|
Reilly Financial Advisors
La Mesa,
California
|
$27K
|
–
|
–
|
–
|
|
|
17
|
Regal Investment Advisors
Kentwood,
Michigan
|
$10K
|
+$10.8K
|
+800
|
New
|
|
|
18
|
American International Group
New York
|
$8K
|
–
|
–
|
–
|
|
|
19
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$238K
|
-17,985
|
Closed
|
|
|
20
|
Oppenheimer & Co
New York
|
–
|
-$191K
|
-14,500
|
Closed
|
|
|
21
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$92K
|
-7,000
|
Closed
|
|
|
22
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
–
|
-$18K
|
-1,400
|
Closed
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
–
|
-$2K
|
-150
|
Closed
|
|
