|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$4.21M
|
-303,118
|
Closed
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$3.29M
|
-236,337
|
Closed
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$1.78M
|
-127,827
|
Closed
|
|
|
4
|
First Trust Advisors
Wheaton,
Illinois
|
–
|
-$1.13M
|
-81,079
|
Closed
|
|
|
5
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$816K
|
-58,727
|
Closed
|
|
|
6
|
|
–
|
-$745K
|
-53,604
|
Closed
|
|
|
7
|
Element Wealth
Ridgeland,
Mississippi
|
–
|
-$520K
|
-37,444
|
Closed
|
|
|
8
|
UBS Group
Zurich,
Switzerland
|
–
|
-$496K
|
-35,722
|
Closed
|
|
|
9
|
Yakira Capital Management
Westport,
Connecticut
|
–
|
-$485K
|
-34,887
|
Closed
|
|
|
10
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$412K
|
-29,612
|
Closed
|
|
|
11
|
Hardy Reed
Tupelo,
Mississippi
|
–
|
-$330K
|
-23,764
|
Closed
|
|
|
12
|
|
–
|
-$298K
|
-21,404
|
Closed
|
|
|
13
|
HighTower Advisors
Chicago,
Illinois
|
–
|
-$297K
|
-21,387
|
Closed
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$297K
|
-21,369
|
Closed
|
|
|
15
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$294K
|
-21,149
|
Closed
|
|
|
16
|
|
–
|
-$257K
|
-18,512
|
Closed
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
–
|
-$216K
|
-15,555
|
Closed
|
|
|
18
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$203K
|
-14,638
|
Closed
|
|
|
19
|
Sheaff Brock Investment Advisors
Indianapolis,
Indiana
|
–
|
-$185K
|
-13,292
|
Closed
|
|
|
20
|
LPL Financial
San Diego,
California
|
–
|
-$182K
|
-13,105
|
Closed
|
|
|
21
|
Baird Financial Group
Milwaukee,
Wisconsin
|
–
|
-$175K
|
-12,605
|
Closed
|
|
|
22
|
McDonald Partners
Cleveland,
Ohio
|
–
|
-$164K
|
-11,825
|
Closed
|
|
|
23
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$164K
|
-11,797
|
Closed
|
|
|
24
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$82K
|
-5,900
|
Closed
|
|
|
25
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$57K
|
-4,150
|
Closed
|
|
