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Innovator US Equity Buffer ETF August
BAUG

19 hedge funds and large institutions have $12.5M invested in Innovator US Equity Buffer ETF August in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

6.1% more ownership

Funds ownership: 38.38% → 44.48% (+6.1%)

5% less funds holding

Funds holding: 20 → 19 (-1)

30% less capital invested

Capital invested by funds: $17.8M → $12.5M (-$5.35M)

43% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 7

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
19
Holders Change
-1
Holders Change %
-5%
% of All Funds
0.42%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
4
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.38M
2
Wolverine Trading
Wolverine Trading
Illinois
+$318K
3
SS
Sunbelt Securities
Texas
+$275K
4
Citadel Advisors
Citadel Advisors
Florida
+$208K
5
WCG
Weaver Consulting Group
California
+$123K

Top Sellers

1
ACM
Arlington Capital Management
Illinois
-$2.76M
2
OMC
Old Mission Capital
Illinois
-$1.04M
3
PCS
Personal CFO Solutions
New Jersey
-$827K
4
CAN
Cetera Advisor Networks
California
-$545K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$541K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
1
Beck Capital Management
Texas
$2.77M -$240K -9,415 -7%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.42M +$2.38M +93,339 +728%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.2M +$2.45M +96,203 New
HighTower Advisors
4
HighTower Advisors
Illinois
$878K – – –
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$757K -$51K -2,000 -6%
Citadel Advisors
6
Citadel Advisors
Florida
$515K +$208K +8,158 +56%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$511K -$541K -21,235 -49%
WCG
8
Weaver Consulting Group
California
$505K +$123K +4,809 +28%
DI
9
Diligent Investors
California
$490K – – –
OMC
10
Old Mission Capital
Illinois
$292K -$1.04M -40,771 -76%
Wolverine Trading
11
Wolverine Trading
Illinois
$286K +$318K +12,476 New
SS
12
Sunbelt Securities
Texas
$243K +$275K +10,800 New
AAP
13
Arax Advisory Partners
Colorado
$233K – – –
CAN
14
Cetera Advisor Networks
California
$211K -$545K -21,384 -70%
JP Morgan Chase
15
JP Morgan Chase
New York
$93K -$150K -5,866 -59%
UBS Group
16
UBS Group
Switzerland
$27K +$76 +3 +0.3%
Morgan Stanley
17
Morgan Stanley
New York
$20K +$22K +865 New
NFG
18
Next Financial Group
Texas
$14K – – –
AIC
19
Ameritas Investment Company
Nebraska
$5K -$474K -18,605 -99%
ACM
20
Arlington Capital Management
Illinois
– -$2.76M -103,810 Closed
PCS
21
Personal CFO Solutions
New Jersey
– -$827K -31,131 Closed
SIA
22
Soltis Investment Advisors
Utah
– -$224K -8,447 Closed

BAUG Hedge Fund Activity: Q1 2020 in Review

19 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF August (BAUG) for Q1 2020, worth a combined $12.5M — down 30% from $17.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BAUG positions and 3 closed out — a net gain of 1 holder — while 4 added to existing stakes and 7 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $2.38M. The largest seller was Arlington Capital Management, exiting entirely with an estimated $2.76M sold.

  • 19 institutional investors held Innovator US Equity Buffer ETF August (BAUG) as of Q1 2020, down from 20 in Q4 2019.
  • Funds reported $12.5M of Innovator US Equity Buffer ETF August stock for Q1 2020, down 30% quarter-over-quarter.
  • 4 funds opened new Innovator US Equity Buffer ETF August positions in Q1 2020 and 3 closed out, a net change of +1 holder.
  • The largest Innovator US Equity Buffer ETF August buyer in Q1 2020 was Susquehanna International Group, an estimated $2.38M added.
  • The largest Innovator US Equity Buffer ETF August seller in Q1 2020 was Arlington Capital Management, an estimated $2.76M sold.

Based on aggregated 13F filings for Q1 2020.