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Innovator US Equity Buffer ETF August
BAUG

20 hedge funds and large institutions have $17.8M invested in Innovator US Equity Buffer ETF August in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

100% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 3

33% more funds holding

Funds holding: 15 → 20 (+5)

9% more capital invested

Capital invested by funds: $16.4M → $17.8M (+$1.43M)

0.71% more ownership

Funds ownership: 37.67% → 38.38% (+0.71%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
20
Holders Change
+5
Holders Change %
+33.33%
% of All Funds
0.39%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
6
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
Arlington Capital Management
Illinois
+$2.68M
2
OMC
Old Mission Capital
Illinois
+$1.38M
3
WCG
Weaver Consulting Group
California
+$448K
4
Citadel Advisors
Citadel Advisors
Florida
+$373K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$330K

Top Sellers

1
PCS
Personal CFO Solutions
New Jersey
-$3.32M
2
Wolverine Trading
Wolverine Trading
Illinois
-$672K
3
Jane Street
Jane Street
New York
-$656K
4
BCM
Beck Capital Management
Texas
-$536K
5
AG
Advisor Group
Arizona
-$99.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
1
Beck Capital Management
Texas
$3.48M -$536K -20,805 -14%
ACM
2
Arlington Capital Management
Illinois
$2.76M +$2.68M +103,810 New
OMC
3
Old Mission Capital
Illinois
$1.42M +$1.38M +53,587 New
AG
4
Advisor Group
Arizona
$1.35M -$99.2K -3,851 -7%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$1.16M +$3.25K +126 +0.3%
HighTower Advisors
6
HighTower Advisors
Illinois
$1.02M +$251K +9,743 +34%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$1M – – –
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$936K +$86.3K +3,350 +10%
PCS
9
Personal CFO Solutions
New Jersey
$827K -$3.32M -128,704 -81%
CAN
10
Cetera Advisor Networks
California
$816K +$11.4K +441 +1%
DI
11
Diligent Investors
California
$571K – – –
AIC
12
Ameritas Investment Company
Nebraska
$501K +$21.1K +820 +5%
WCG
13
Weaver Consulting Group
California
$436K +$448K +17,368 New
Citadel Advisors
14
Citadel Advisors
Florida
$384K +$373K +14,475 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$340K +$330K +12,817 New
AAP
16
Arax Advisory Partners
Colorado
$272K – – –
JP Morgan Chase
17
JP Morgan Chase
New York
$264K – – –
SIA
18
Soltis Investment Advisors
Utah
$224K +$218K +8,447 New
UBS Group
19
UBS Group
Switzerland
$31K +$30K +1,164 New
NFG
20
Next Financial Group
Texas
$17K +$4.59K +178 +39%
Wolverine Trading
21
Wolverine Trading
Illinois
– -$672K -26,881 Closed
Jane Street
22
Jane Street
New York
– -$656K -26,100 Closed

BAUG Hedge Fund Activity: Q4 2019 in Review

20 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF August (BAUG) for Q4 2019, worth a combined $17.8M — up 8.7% from $16.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new BAUG positions and 2 closed out — a net gain of 5 holders — while 6 added to existing stakes and 3 trimmed.

The largest buyer was Arlington Capital Management, opening a new position worth an estimated $2.68M. The largest seller was Personal CFO Solutions, cutting an estimated $3.32M.

  • 20 institutional investors held Innovator US Equity Buffer ETF August (BAUG) as of Q4 2019, up from 15 in Q3 2019.
  • Funds reported $17.8M of Innovator US Equity Buffer ETF August stock for Q4 2019, up 8.7% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Buffer ETF August positions in Q4 2019 and 2 closed out, a net change of +5 holders.
  • The largest Innovator US Equity Buffer ETF August buyer in Q4 2019 was Arlington Capital Management, an estimated $2.68M added.
  • The largest Innovator US Equity Buffer ETF August seller in Q4 2019 was Personal CFO Solutions, an estimated $3.32M sold.

Based on aggregated 13F filings for Q4 2019.