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BANX

ArrowMark Financial

Name Holding Trade Value Shares
Change
Change in
Stake
ACH
1
ArrowMark Colorado Holdings
Colorado
$8.41M -$470K -27,834 -5%
GIM
2
Greenwich Investment Management
Connecticut
$5.62M -$104K -6,140 -2%
Osaic Holdings
3
Osaic Holdings
Arizona
$4.54M -$56.6K -3,356 -1%
Stifel Financial
4
Stifel Financial
Missouri
$3.83M -$302K -17,886 -8%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.6M +$493K +29,184 +17%
PAIM
6
Punch & Associates Investment Management
Minnesota
$1.19M +$238K +14,128 +26%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$1.15M
BPA
8
Beacon Pointe Advisors
California
$1.1M +$1.07M +63,162 New
BA
9
Bard Associates
Illinois
$771K +$16.5K +980 +2%
CIA
10
Capital Investment Advisors
Georgia
$542K +$106K +6,250 +25%
UCFA
11
United Capital Financial Advisors
Texas
$429K -$371K -22,000 -47%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$366K +$41.7K +2,472 +13%
OA
13
Oxbow Advisors
Texas
$354K -$1.07M -63,156 -76%
MFG
14
Magnus Financial Group
New York
$195K +$4.74K +281 +3%
Morgan Stanley
15
Morgan Stanley
New York
$184K -$65.8K -3,900 -27%
CRC
16
Curi RMB Capital
Illinois
$175K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$83K
Bank of America
18
Bank of America
North Carolina
$79.6K
UB
19
UMB Bank
Missouri
$47.2K
CSC
20
Caldwell Sutter Capital
California
$35.7K
HCM
21
Highlander Capital Management
New Jersey
$28K +$27K +1,600 New
PFA
22
Pathway Financial Advisers
Indiana
$13.1K +$12.7K +750 New
SIS
23
Sound Income Strategies
Florida
$7.87K
UBS Group
24
UBS Group
Switzerland
$3.67K +$3.54K +210 New
AF
25
Allworth Financial
California
$3.5K