|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$8.06M
|
+$129K
|
+9,188
|
+2%
|
|
|
2
|
Icon Advisers
Greenwood Village,
Colorado
|
$3.82M
|
+$1.94M
|
+137,776
|
+103%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$3.61M
|
-$484K
|
-34,370
|
-12%
|
|
|
4
|
|
$1.24M
|
-$59.3K
|
-4,212
|
-5%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$641K
|
+$528K
|
+37,535
|
+466%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$477K
|
-$920K
|
-65,372
|
-66%
|
|
|
7
|
Lazard Asset Management
New York
|
$404K
|
–
|
–
|
–
|
|
|
8
|
Doliver Advisors
Houston,
Texas
|
$391K
|
-$2.81K
|
-200
|
-0.7%
|
|
|
9
|
Relative Value Partners Group
|
$369K
|
+$369K
|
+26,233
|
New
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$332K
|
+$71.1K
|
+5,051
|
+27%
|
|
|
11
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$307K
|
+$35.3K
|
+2,506
|
+13%
|
|
|
12
|
Horizon Kinetics
New York
|
$191K
|
–
|
–
|
–
|
|
|
13
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$171K
|
–
|
–
|
–
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
$84K
|
+$56.3K
|
+4,000
|
+200%
|
|
|
15
|
|
$63K
|
-$22.7K
|
-1,610
|
-26%
|
|
|
16
|
|
$33K
|
+$30.1K
|
+2,136
|
+1,068%
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$28K
|
–
|
–
|
–
|
|
|
18
|
American International Group
New York
|
$4.22K
|
–
|
–
|
–
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$3K
|
–
|
–
|
–
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$2K
|
+$1.63K
|
+116
|
New
|
|
|
21
|
683 Capital Management
New York
|
–
|
-$579K
|
-41,500
|
Closed
|
|
|
22
|
Virtu KCG Holdings
New York
|
–
|
-$219K
|
-15,727
|
Closed
|
|
|
23
|
|
–
|
-$193K
|
-13,822
|
Closed
|
|
|
24
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$142K
|
-10,200
|
Closed
|
|
|
25
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$1K
|
-100
|
Closed
|
|
