|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$5.8M
|
+$5.52M
|
+430,918
|
New
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$3.81M
|
+$282K
|
+22,045
|
+8%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$1.59M
|
-$196K
|
-15,338
|
-12%
|
|
|
4
|
|
$1.33M
|
+$88.3K
|
+6,894
|
+7%
|
|
|
5
|
683 Capital Management
New York
|
$834K
|
+$54.9K
|
+4,289
|
+7%
|
|
|
6
|
Icon Advisers
Greenwood Village,
Colorado
|
$405K
|
+$386K
|
+30,138
|
New
|
|
|
7
|
Lazard Asset Management
New York
|
$387K
|
–
|
–
|
–
|
|
|
8
|
Doliver Advisors
Houston,
Texas
|
$372K
|
-$423K
|
-33,005
|
-54%
|
|
|
9
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$260K
|
+$51.3K
|
+4,006
|
+26%
|
|
|
10
|
|
$217K
|
+$60.5K
|
+4,722
|
+41%
|
|
|
11
|
|
$186K
|
–
|
–
|
–
|
|
|
12
|
Horizon Kinetics
New York
|
$184K
|
-$49.6K
|
-3,877
|
-22%
|
|
|
13
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$163K
|
+$17.4K
|
+1,355
|
+13%
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
$108K
|
+$103K
|
+8,050
|
New
|
|
|
15
|
Wells Fargo
San Francisco,
California
|
$86K
|
+$24.3K
|
+1,901
|
+42%
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$30K
|
-$49.9K
|
-3,900
|
-64%
|
|
|
17
|
Bank of America
Charlotte,
North Carolina
|
$27K
|
+$25.6K
|
+2,000
|
New
|
|
|
18
|
Cowen Prime Advisors
New York
|
$9K
|
+$8.96K
|
+700
|
New
|
|
|
19
|
American International Group
New York
|
$4.04K
|
–
|
–
|
–
|
|
|
20
|
|
$4K
|
-$17.8K
|
-1,389
|
-83%
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$3K
|
-$32K
|
-2,500
|
-93%
|
|
|
22
|
Parametric Portfolio Associates
Seattle,
Washington
|
–
|
-$425K
|
-33,921
|
Closed
|
|
|
23
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$220K
|
-17,496
|
Closed
|
|
|
24
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$2K
|
-150
|
Closed
|
|
