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AXT Inc

Name Holding Trade Value Shares
Change
Change in
Stake
CI
26
Cowen Inc
New York
$171K +$177K +63,400 New
WI
27
WHV Investments
California
$169K +$175K +62,770 New
Two Sigma Investments
28
Two Sigma Investments
New York
$167K +$172K +61,700 New
Bank of New York Mellon
29
Bank of New York Mellon
New York
$159K +$164K +58,886 New
Charles Schwab
30
Charles Schwab
California
$145K +$148K +53,200 New
Barclays
31
Barclays
United Kingdom
$144K +$148K +53,235 New
State Street
32
State Street
Massachusetts
$121K +$123K +44,080 New
ACI
33
AMP Capital Investors
Australia
$116K +$126K +45,100 New
JP Morgan Chase
34
JP Morgan Chase
New York
$111K +$114K +41,010 New
Invesco
35
Invesco
Georgia
$92K +$94.5K +33,895 New
GCP
36
GSA Capital Partners
United Kingdom
$73K +$75.8K +27,199 New
Jane Street
37
Jane Street
New York
$69K +$71.6K +25,676 New
AIG
38
American International Group
New York
$60.1K +$62.1K +22,262 New
ProShare Advisors
39
ProShare Advisors
Maryland
$56K +$58.1K +20,857 New
U
40
UBS
Switzerland
$54K +$55.3K +19,839 New
PAM
41
Panagora Asset Management
Massachusetts
$54K +$56K +20,081 New
CS
42
Credit Suisse
Switzerland
$53K +$54.9K +19,685 New
NFA
43
Nationwide Fund Advisors
Ohio
$52K +$53.6K +19,228 New
TC
44
TFS Capital
Pennsylvania
$48K +$49.2K +17,659 New
Wells Fargo
45
Wells Fargo
California
$45K +$46.3K +16,600 New
GC
46
Guggenheim Capital
Illinois
$45K +$46.5K +16,695 New
State Board of Administration of Florida Retirement System
47
State Board of Administration of Florida Retirement System
Florida
$43K +$44.8K +16,079 New
Goldman Sachs
48
Goldman Sachs
New York
$32K +$33.3K +11,957 New
RFC
49
Russell Frank Company
Washington
$29K +$31.2K +11,188 New
PG
50
PEAK6 Group
Illinois
$28K +$28.7K +10,300 New