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Axsome Therapeutics

Name Holding Trade Value Shares
Change
Change in
Stake
FIA
201
FNY Investment Advisers
New York
$23K +$18.4K +308 New
KFI
202
Key Financial Inc
Pennsylvania
$20.1K – – –
SBL
203
Sargent Bickham Lagudis
Colorado
$17K – – –
Fifth Third Bancorp
204
Fifth Third Bancorp
Ohio
$15.4K – – –
UB
205
UMB Bank
Missouri
$13K – – –
Daiwa Securities Group
206
Daiwa Securities Group
Japan
$13K +$2.75K +46 +36%
QCG
207
Quadrant Capital Group
Ohio
$10.4K – – –
LSA
208
Leonteq Securities AG
Switzerland
$7.71K -$185K -3,100 -97%
NA
209
NewEdge Advisors
Louisiana
$7.71K +$5.98K +100 New
TWA
210
TCI Wealth Advisors
Arizona
$5.32K +$4.12K +69 New
HI
211
Harbour Investments
Wisconsin
$5.01K +$3.88K +65 New
FHA
212
First Horizon Advisors
Tennessee
$2.85K – – –
Carson Wealth (CWM LLC)
213
Carson Wealth (CWM LLC)
Nebraska
$2K +$598 +10 +50%
RBC
214
Romano Brothers & Co
Illinois
$1.93K +$1.49K +25 New
AF
215
Allworth Financial
California
$1.39K – – –
LF
216
Lee Financial
Texas
$1.23K – – –
NSIM
217
North Star Investment Management
Illinois
$1K – – –
PBA
218
Paradigm Biocapital Advisors
New York
– -$23.2M -520,080 Closed
Millennium Management
219
Millennium Management
New York
– -$15.7M -351,140 Closed
Two Sigma Investments
220
Two Sigma Investments
New York
– -$6.3M -141,312 Closed
State of New Jersey Common Pension Fund D
221
State of New Jersey Common Pension Fund D
New Jersey
– -$1.56M -35,009 Closed
Barclays
222
Barclays
United Kingdom
– -$1.19M -26,572 Closed
Tudor Investment Corp
223
Tudor Investment Corp
Connecticut
– -$918K -20,580 Closed
IBT
224
International Biotechnology Trust
United Kingdom
– -$625K -14,000 Closed
Verition Fund Management
225
Verition Fund Management
Connecticut
– -$488K -10,943 Closed