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American States Water
AWR

179 hedge funds and large institutions have $672M invested in American States Water in 2013 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 58 increasing their positions, 55 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more call options, than puts

Call options by funds: $1.56M | Put options by funds: $892K

5% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 55

2% more capital invested

Capital invested by funds: $656M → $672M (+$15.9M)

1% less funds holding

Funds holding: 180 → 179 (-1)

5% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 20

1.15% less ownership

Funds ownership: 61.56% → 60.41% (-1.1%)

Holders
179
Holders Change
-1
Holders Change %
-0.56%
% of All Funds
5.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
58
Reduced
55
Closed
20
Calls
$1.56M
Puts
$892K
Net Calls
+$671K
Net Calls Change
+$1.06M

Top Buyers

1
GT
Glenmede Trust
Pennsylvania
+$6.16M
2
Northern Trust
Northern Trust
Illinois
+$2.63M
3
BIT
BlackRock Institutional Trust
California
+$2.56M
4
CBOA
Commonwealth Bank of Australia
Australia
+$1.8M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$1.74M

Top Sellers

1
Invesco
Invesco
Georgia
-$7.28M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$5.33M
3
Morgan Stanley
Morgan Stanley
New York
-$3.29M
4
ZIM
Zacks Investment Management
Illinois
-$3.08M
5
BCM
Bridgeway Capital Management
Texas
-$2.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCS
176
Crosspoint Capital Strategies
California
$5K +$4.84K +172 New
CTC
177
Central Trust Company
Missouri
$4K – – –
SSB
178
Sandy Spring Bank
Maryland
$4K – – –
PSI
179
Pinnacle Summer Investments
Virginia
$3K – – –
Envestnet Asset Management
180
Envestnet Asset Management
Illinois
$3K +$2.9K +103 New
Manulife (Manufacturers Life Insurance)
181
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$835 +$61.6K +2,188 +8%
BCM
182
Bridgeway Capital Management
Texas
– -$2.31M -84,000 Closed
CCIA
183
Campbell & Co Investment Adviser
Maryland
– -$2.17M -78,600 Closed
CCB
184
Cutter & Co Brokerage
Missouri
– -$2.1M -76,116 Closed
KCM
185
Kames Capital Management
United Kingdom
– -$1.54M -55,946 Closed
American Century Companies
186
American Century Companies
Missouri
– -$1.16M -42,114 Closed
ProShare Advisors
187
ProShare Advisors
Maryland
– -$698K -25,320 Closed
ARTA
188
A.R.T. Advisors
New York
– -$463K -16,803 Closed
HW
189
Hancock Whitney
Mississippi
– -$446K -16,200 Closed
NCCM
190
Nine Chapters Capital Management
New Jersey
– -$391K -14,200 Closed
NPPM
191
North Point Portfolio Managers
Ohio
– -$321K -11,650 Closed
GCP
192
GSA Capital Partners
United Kingdom
– -$309K -11,212 Closed
Tudor Investment Corp
193
Tudor Investment Corp
Connecticut
– -$309K -11,200 Closed
BC
194
Blackhill Capital
New Jersey
– -$298K -10,800 Closed
SG Americas Securities
195
SG Americas Securities
New York
– -$191K -6,926 Closed
TCM
196
TD Capital Management
Tennessee
– -$140K -5,075 Closed
MOACM
197
Mutual of America Capital Management
New York
– -$49K -1,790 Closed
FANJ
198
Financial Architects (New Jersey)
New Jersey
– -$28K -1,000 Closed
KIG
199
Kessler Investment Group
Indiana
– -$10K -350 Closed
ClearBridge Investments
200
ClearBridge Investments
New York
– -$6K -200 Closed
4 5 6 7
8

AWR Hedge Fund Activity: Q4 2013 in Review

179 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q4 2013, worth a combined $672M — up 2.4% from $656M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of AWR and 19 opened new positions — a net loss of 1 holder — while 55 trimmed existing stakes and 58 added.

The largest buyer was Glenmede Trust, adding an estimated $6.16M. The largest seller was Invesco, cutting an estimated $7.28M.

  • 179 institutional investors held American States Water (AWR) as of Q4 2013, down from 180 in Q3 2013.
  • Funds reported $672M of American States Water stock for Q4 2013, up 2.4% quarter-over-quarter.
  • 19 funds opened new American States Water positions in Q4 2013 and 20 closed out, a net change of -1 holder.
  • The largest American States Water buyer in Q4 2013 was Glenmede Trust, an estimated $6.16M added.
  • The largest American States Water seller in Q4 2013 was Invesco, an estimated $7.28M sold.

Based on aggregated 13F filings for Q4 2013.