A.R.T. Advisors’s American States Water AWR Stock Holding History

A.R.T. Advisors’s Portfolio AWR Stock Details AWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-4,756	Closed	-$427K	–	1327
2019 Q3	$427K	Buy	+4,756	New	+$399K	0.02%	914
2019 Q2	–	Sell	-14,856	Closed	-$1.06M	–	1348
2019 Q1	$1.06M	Buy	14,856 +6,656	+81%	+$456K	0.06%	459
2018 Q4	$550K	Buy	+8,200	New	+$527K	0.04%	686
2016 Q1	–	Sell	-5,044	Closed	-$211K	–	1351
2015 Q4	$211K	Buy	+5,044	New	+$209K	0.01%	1206
2014 Q4	–	Sell	-10,645	Closed	-$323K	–	1415
2014 Q3	$323K	Sell	10,645 -7,240	-40%	-$228K	0.01%	909
2014 Q2	$594K	Buy	17,885 +7,336	+70%	+$225K	0.03%	700
2014 Q1	$340K	Buy	+10,549	New	+$309K	0.02%	937
2013 Q4	–	Sell	-16,803	Closed	-$463K	–	1262
2013 Q3	$463K	Sell	16,803 -20,311	-55%	-$579K	0.03%	807
2013 Q2	$995K	Buy	+37,114	New	+$1.01M	0.03%	628

Other funds holding AWR

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Pictet Asset Management (UK) London, United Kingdom $91.6B AUM 47.77% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Copeland Capital Management Conshohocken, Pennsylvania $4.5B AUM 18.67% 1-Year Est. Return