A.R.T. Advisors’s American States Water AWR Stock Holding History

A.R.T. Advisors’s Portfolio AWR Stock Details AWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-4,756	Closed	-$427K	–	1327
2019 Q3	$427K	Buy	+4,756	New	+$399K	0.02%	914
2019 Q2	–	Sell	-14,856	Closed	-$1.06M	–	1348
2019 Q1	$1.06M	Buy	14,856 +6,656	+81%	+$456K	0.06%	459
2018 Q4	$550K	Buy	+8,200	New	+$527K	0.04%	686
2016 Q1	–	Sell	-5,044	Closed	-$211K	–	1351
2015 Q4	$211K	Buy	+5,044	New	+$209K	0.01%	1206
2014 Q4	–	Sell	-10,645	Closed	-$323K	–	1415
2014 Q3	$323K	Sell	10,645 -7,240	-40%	-$228K	0.01%	909
2014 Q2	$594K	Buy	17,885 +7,336	+70%	+$225K	0.03%	700
2014 Q1	$340K	Buy	+10,549	New	+$309K	0.02%	937
2013 Q4	–	Sell	-16,803	Closed	-$463K	–	1262
2013 Q3	$463K	Sell	16,803 -20,311	-55%	-$579K	0.03%	807
2013 Q2	$995K	Buy	+37,114	New	+$1.01M	0.03%	628

Other funds holding AWR

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

CCM

Copeland Capital Management Conshohocken, Pennsylvania $4.87B AUM 31.21% 1-Year Est. Return

A.R.T. Advisors's AWR Position: Q4 2019 in Review

A.R.T. Advisors sold out of American States Water (AWR) in Q4 2019, closing a stake of 4,756 shares — an estimated $427K sold.

A.R.T. Advisors first reported a position in AWR in Q2 2013 and held it in 9 quarters. The position peaked at $1.06M in Q1 2019. 321 funds tracked by Wall St. Rank hold AWR as of Q4 2019.

A.R.T. Advisors reported no remaining American States Water position as of Q4 2019 after selling out during the quarter.
A.R.T. Advisors sold 4,756 American States Water shares in Q4 2019, an estimated $427K.
A.R.T. Advisors first reported a position in American States Water in Q2 2013 and held it in 9 quarters.
A.R.T. Advisors's American States Water position peaked at $1.06M in Q1 2019.
321 funds tracked by Wall St. Rank held American States Water as of Q4 2019.

Based on A.R.T. Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.