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American States Water
AWR

212 hedge funds and large institutions have $976M invested in American States Water in 2015 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 73 increasing their positions, 64 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 15

14% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 64

2% more funds holding

Funds holding: 207 → 212 (+5)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.59% less ownership

Funds ownership: 63.96% → 63.37% (-0.59%)

1% less capital invested

Capital invested by funds: $985M → $976M (-$9.13M)

22% less call options, than puts

Call options by funds: $918K | Put options by funds: $1.18M

Holders
212
Holders Change
+5
Holders Change %
+2.42%
% of All Funds
5.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
24
Increased
73
Reduced
64
Closed
15
Calls
$918K
Puts
$1.18M
Net Calls
-$257K
Net Calls Change
+$1.66M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$9.96M
2
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$4.95M
3
BFA
BlackRock Fund Advisors
California
+$4.55M
4
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$3.37M
5
WI
WBI Investments
New Jersey
+$2.2M

Top Sellers

1
GT
Glenmede Trust
Pennsylvania
-$15.3M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$12.1M
3
BTW
Boston Trust Walden
Massachusetts
-$5.85M
4
First Trust Advisors
First Trust Advisors
Illinois
-$4.91M
5
BA
BlackRock Advisors
Delaware
-$3.46M
Name Holding Trade Value Shares
Change 		Change in
Stake
BC
126
Blackhill Capital
New Jersey
$453K – – –
Cambridge Investment Research Advisors
127
Cambridge Investment Research Advisors
Iowa
$448K +$442K +10,679 New
Victory Capital Management
128
Victory Capital Management
Texas
$433K +$154K +3,722 +56%
RCM
129
Riverhead Capital Management
Delaware
$424K +$294K +7,100 +237%
FIM
130
Fruth Investment Management
Texas
$423K – – –
LA
131
Lucus Advisors
New York
$408K -$89K -2,149 -18%
LPL Financial
132
LPL Financial
California
$400K +$59.9K +1,447 +17%
VKH
133
Virtu KCG Holdings
New York
$399K +$394K +9,520 New
ALA
134
Atherton Lane Advisers
California
$336K – – –
Stifel Financial
135
Stifel Financial
Missouri
$321K – – –
DTL
136
Dynamic Technology Lab
Singapore
$321K +$317K +7,644 New
MERSOM
137
Municipal Employees' Retirement System of Michigan
Michigan
$316K +$6.21K +150 +2%
SCA
138
Secor Capital Advisors
New York
$313K +$309K +7,457 New
FMBTD
139
First Midwest Bank Trust Division
Illinois
$305K +$18.6K +450 +7%
KWMG
140
King Wealth Management Group
Florida
$294K – – –
TMAM
141
Tokio Marine Asset Management
Japan
$277K – – –
Macquarie Group
142
Macquarie Group
Australia
$260K -$78.7K -1,900 -23%
ACI
143
Alpha Cubed Investments
California
$252K – – –
MSA
144
Mason Street Advisors
Wisconsin
$248K +$17.9K +433 +8%
HFS
145
HL Financial Services
Kentucky
$246K +$243K +5,867 New
PG
146
PEAK6 Group
Illinois
$244K -$389K -9,392 -62%
PA
147
Profund Advisors
Maryland
$243K +$21.7K +525 +10%
USGIU
148
U.S. Global Investors (USGI)
Texas
$243K +$157K +3,800 +190%
O
149
OppenheimerFunds
New York
$239K +$236K +5,704 New
EFS
150
Essex Financial Services
Connecticut
$225K – – –
4 5
6
7 8

AWR Hedge Fund Activity: Q4 2015 in Review

212 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q4 2015, worth a combined $976M — down 0.93% from $985M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new AWR positions and 15 closed out — a net gain of 9 holders — while 73 added to existing stakes and 64 trimmed.

The largest buyer was Credit Suisse, adding an estimated $9.96M. The largest seller was Glenmede Trust, cutting an estimated $15.3M.

  • 212 institutional investors held American States Water (AWR) as of Q4 2015, up from 207 in Q3 2015.
  • Funds reported $976M of American States Water stock for Q4 2015, down 0.93% quarter-over-quarter.
  • 24 funds opened new American States Water positions in Q4 2015 and 15 closed out, a net change of +9 holders.
  • The largest American States Water buyer in Q4 2015 was Credit Suisse, an estimated $9.96M added.
  • The largest American States Water seller in Q4 2015 was Glenmede Trust, an estimated $15.3M sold.

Based on aggregated 13F filings for Q4 2015.