U.S. Global Investors (USGI)’s American States Water AWR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-8,800	Closed	-$346K	–	155
2016 Q1	$346K	Buy	8,800 +3,000	+52%	+$118K	0.19%	121
2015 Q4	$243K	Buy	5,800 +3,800	+190%	+$159K	0.13%	140
2015 Q3	$83K	Buy	+2,000	New	+$83K	0.04%	194