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American States Water

179 hedge funds and large institutions have $672M invested in American States Water in 2013 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 58 increasing their positions, 55 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more call options, than puts

Call options by funds: $1.56M | Put options by funds: $892K

5% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 55

2% more capital invested

Capital invested by funds: $656M → $672M (+$15.9M)

1% less funds holding

Funds holding: 180179 (-1)

5% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 20

1.15% less ownership

Funds ownership: 61.56%60.41% (-1.1%)

Holders
179
Holders Change
-1
Holders Change %
-0.56%
% of All Funds
5.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
58
Reduced
55
Closed
20
Calls
$1.56M
Puts
$892K
Net Calls
+$671K
Net Calls Change
+$1.06M
Name Holding Trade Value Shares
Change
Change in
Stake
FIM
126
Freedom Investment Management
Connecticut
$223K -$12.1K -431 -5%
NRS
127
Neville Rodie & Shaw
New York
$221K
Barclays
128
Barclays
United Kingdom
$212K -$875K -31,068 -81%
OA
129
OFI Advisors
Pennsylvania
$200K +$28.1K +999 +17%
CCMH
130
Cornerstone Capital Management Holdings
New York
$191K +$163K +5,800 +669%
MSA
131
Mason Street Advisors
Wisconsin
$177K +$13.2K +470 +8%
KLWA
132
Kelly Lawrence W & Associates
California
$146K +$143K +5,080 New
BJ
133
BlackRock Japan
Japan
$134K -$222K -7,888 -63%
BRWA
134
B. Riley Wealth Advisors
Florida
$129K +$11.3K +400 +10%
AAM
135
Advisors Asset Management
Colorado
$111K +$68.6K +2,436 +169%
Ohio Public Employees Retirement System (OPERS)
136
Ohio Public Employees Retirement System (OPERS)
Ohio
$97K +$48.9K +1,736 +106%
RIA
137
Regal Investment Advisors
Michigan
$96K -$24.6K -875 -21%
KBC Group
138
KBC Group
Belgium
$93K -$313K -11,118 -77%
JFGIW
139
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$85K -$26.7K -950 -36%
CCM
140
Copeland Capital Management
Pennsylvania
$85K +$83.4K +2,964 New
FQ
141
First Quadrant
California
$72K +$70.4K +2,500 New
SIA
142
SeaBridge Investment Advisors
New Jersey
$69K
HRC
143
Hoertkorn Richard Charles
$67K +$66K +2,345 New
PMAM
144
Picton Mahoney Asset Management
Ontario, Canada
$63K -$25.3K -900 -29%
AFIA
145
America First Investment Advisors
Nebraska
$63K -$23.2K -824 -27%
VanEck Associates
146
VanEck Associates
New York
$58K -$2.79K -99 -5%
TCOV
147
Trust Company of Vermont
Vermont
$57K
Canada Life
148
Canada Life
Manitoba, Canada
$55K +$53.7K +1,908 New
TRCT
149
Tower Research Capital (TRC)
New York
$54K +$48.1K +1,707 +923%
QT
150
Quantbot Technologies
New York
$54K +$53.5K +1,900 New

AWR Hedge Fund Activity: Q4 2013 in Review

179 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q4 2013, worth a combined $672M — up 2.4% from $656M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of AWR and 19 opened new positions — a net loss of 1 holder — while 55 trimmed existing stakes and 58 added.

The largest buyer was Glenmede Trust, adding an estimated $6.16M. The largest seller was Invesco, cutting an estimated $7.28M.

  • 179 institutional investors held American States Water (AWR) as of Q4 2013, down from 180 in Q3 2013.
  • Funds reported $672M of American States Water stock for Q4 2013, up 2.4% quarter-over-quarter.
  • 19 funds opened new American States Water positions in Q4 2013 and 20 closed out, a net change of -1 holder.
  • The largest American States Water buyer in Q4 2013 was Glenmede Trust, an estimated $6.16M added.
  • The largest American States Water seller in Q4 2013 was Invesco, an estimated $7.28M sold.

Based on aggregated 13F filings for Q4 2013.