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American States Water
AWR

179 hedge funds and large institutions have $672M invested in American States Water in 2013 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 58 increasing their positions, 55 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more call options, than puts

Call options by funds: $1.56M | Put options by funds: $892K

5% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 55

2% more capital invested

Capital invested by funds: $656M → $672M (+$15.9M)

1% less funds holding

Funds holding: 180 → 179 (-1)

5% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 20

1.15% less ownership

Funds ownership: 61.56% → 60.41% (-1.1%)

Holders
179
Holders Change
-1
Holders Change %
-0.56%
% of All Funds
5.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
58
Reduced
55
Closed
20
Calls
$1.56M
Puts
$892K
Net Calls
+$671K
Net Calls Change
+$1.06M

Top Buyers

1
GT
Glenmede Trust
Pennsylvania
+$6.16M
2
Northern Trust
Northern Trust
Illinois
+$2.63M
3
BIT
BlackRock Institutional Trust
California
+$2.56M
4
CBOA
Commonwealth Bank of Australia
Australia
+$1.8M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$1.74M

Top Sellers

1
Invesco
Invesco
Georgia
-$7.28M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$5.33M
3
Morgan Stanley
Morgan Stanley
New York
-$3.29M
4
ZIM
Zacks Investment Management
Illinois
-$3.08M
5
BCM
Bridgeway Capital Management
Texas
-$2.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
SBH
101
Segall Bryant & Hamill
Illinois
$423K -$29.6K -1,050 -7%
TC
102
TFS Capital
Pennsylvania
$421K -$118K -4,192 -22%
Thrivent Financial for Lutherans
103
Thrivent Financial for Lutherans
Minnesota
$405K – – –
LPL Financial
104
LPL Financial
California
$401K +$64.3K +2,284 +20%
AI
105
Analytic Investors
California
$386K – – –
MCM
106
Murphy Capital Management
New Jersey
$373K – – –
Bank of Montreal
107
Bank of Montreal
Ontario, Canada
$368K +$2.65K +94 +0.7%
UBS AM
108
UBS AM
Illinois
$356K – – –
HIM
109
Hillsdale Investment Management
Ontario, Canada
$351K – – –
ACP
110
Ashfield Capital Partners
California
$342K +$3.41K +121 +1%
D.E. Shaw & Co
111
D.E. Shaw & Co
New York
$339K -$508K -18,062 -60%
TMAM
112
Tokio Marine Asset Management
Japan
$336K -$149K -5,300 -31%
BNP Paribas Financial Markets
113
BNP Paribas Financial Markets
France
$308K -$198K -7,048 -40%
PI
114
PineBridge Investments
New York
$300K +$169K +5,995 +135%
WA
115
WFG Advisors
Texas
$296K +$278K +9,890 +2,473%
FIM
116
Fruth Investment Management
Texas
$295K – – –
AG
117
Aperio Group
California
$288K -$265K -9,410 Closed
PP
118
Paloma Partners
Connecticut
$284K +$278K +9,878 New
Northwestern Mutual Wealth Management
119
Northwestern Mutual Wealth Management
Wisconsin
$284K +$278K +9,893 New
GMIM
120
General Motors Investment Management
New York
$277K +$271K +9,626 New
WSFS
121
Wilmington Savings Fund Society
Delaware
$271K -$61.9K -2,200 -19%
ISL
122
Ingalls & Snyder LLC
New York
$252K – – –
RU
123
RobecoSam USA
New York
$236K +$231K +8,200 New
ALA
124
Atherton Lane Advisers
California
$230K – – –
BIC
125
Bridges Investment Counsel
Nebraska
$224K – – –
3 4
5
6 7

AWR Hedge Fund Activity: Q4 2013 in Review

179 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q4 2013, worth a combined $672M — up 2.4% from $656M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of AWR and 19 opened new positions — a net loss of 1 holder — while 55 trimmed existing stakes and 58 added.

The largest buyer was Glenmede Trust, adding an estimated $6.16M. The largest seller was Invesco, cutting an estimated $7.28M.

  • 179 institutional investors held American States Water (AWR) as of Q4 2013, down from 180 in Q3 2013.
  • Funds reported $672M of American States Water stock for Q4 2013, up 2.4% quarter-over-quarter.
  • 19 funds opened new American States Water positions in Q4 2013 and 20 closed out, a net change of -1 holder.
  • The largest American States Water buyer in Q4 2013 was Glenmede Trust, an estimated $6.16M added.
  • The largest American States Water seller in Q4 2013 was Invesco, an estimated $7.28M sold.

Based on aggregated 13F filings for Q4 2013.