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American States Water
AWR

179 hedge funds and large institutions have $672M invested in American States Water in 2013 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 58 increasing their positions, 55 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more call options, than puts

Call options by funds: $1.56M | Put options by funds: $892K

5% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 55

2% more capital invested

Capital invested by funds: $656M → $672M (+$15.9M)

1% less funds holding

Funds holding: 180 → 179 (-1)

5% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 20

1.15% less ownership

Funds ownership: 61.56% → 60.41% (-1.1%)

Holders
179
Holders Change
-1
Holders Change %
-0.56%
% of All Funds
5.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
58
Reduced
55
Closed
20
Calls
$1.56M
Puts
$892K
Net Calls
+$671K
Net Calls Change
+$1.06M

Top Buyers

1
GT
Glenmede Trust
Pennsylvania
+$6.16M
2
Northern Trust
Northern Trust
Illinois
+$2.63M
3
BIT
BlackRock Institutional Trust
California
+$2.56M
4
CBOA
Commonwealth Bank of Australia
Australia
+$1.8M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$1.74M

Top Sellers

1
Invesco
Invesco
Georgia
-$7.28M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$5.33M
3
Morgan Stanley
Morgan Stanley
New York
-$3.29M
4
ZIM
Zacks Investment Management
Illinois
-$3.08M
5
BCM
Bridgeway Capital Management
Texas
-$2.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
Swiss National Bank
76
Swiss National Bank
Switzerland
$971K – – –
Robeco Institutional Asset Management
77
Robeco Institutional Asset Management
Netherlands
$951K – – –
ANI
78
American National Insurance
Texas
$948K – – –
PP
79
PDT Partners
New York
$936K -$685K -24,341 -43%
MLICM
80
Metropolitan Life Insurance Company (MetLife)
New York
$899K – – –
ASRS
81
Arizona State Retirement System
Arizona
$885K -$110K -3,900 -11%
PNC Financial Services Group
82
PNC Financial Services Group
Pennsylvania
$864K -$35.9K -1,275 -4%
AIG
83
American International Group
New York
$844K +$5.66K +201 +0.7%
TAM
84
Tocqueville Asset Management
New York
$721K -$125K -4,450 -15%
WAM
85
Weatherly Asset Management
California
$696K +$56.3K +2,000 +9%
KWMG
86
King Wealth Management Group
Florida
$695K – – –
Massachusetts Financial Services
87
Massachusetts Financial Services
Massachusetts
$658K -$205K -7,270 -24%
MCM
88
Manchester Capital Management
Vermont
$593K – – –
Citigroup
89
Citigroup
New York
$590K +$218K +7,755 +61%
RFC
90
Regions Financial Corp
Alabama
$559K +$548K +19,464 New
PA
91
Profund Advisors
Maryland
$534K +$67.1K +2,382 +15%
CAM
92
Capstone Asset Management
Texas
$527K -$66.8K -2,374 -11%
AA
93
ALPS Advisors
Colorado
$527K +$254K +9,030 +95%
LSERS
94
Louisiana State Employees Retirement System
Louisiana
$514K +$504K +17,900 New
US Bancorp
95
US Bancorp
Minnesota
$507K +$152K +5,404 +44%
Nisa Investment Advisors
96
Nisa Investment Advisors
Missouri
$488K – – –
CA
97
Commerzbank Aktiengesellschaft
Germany
$483K +$13.1K +466 +3%
T. Rowe Price Associates
98
T. Rowe Price Associates
Maryland
$465K – – –
Public Employees Retirement Association of Colorado
99
Public Employees Retirement Association of Colorado
Colorado
$454K – – –
TRSOTSOK
100
Teachers Retirement System of the State of Kentucky
Kentucky
$431K -$33.8K -1,200 -7%
2 3
4
5 6

AWR Hedge Fund Activity: Q4 2013 in Review

179 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q4 2013, worth a combined $672M — up 2.4% from $656M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of AWR and 19 opened new positions — a net loss of 1 holder — while 55 trimmed existing stakes and 58 added.

The largest buyer was Glenmede Trust, adding an estimated $6.16M. The largest seller was Invesco, cutting an estimated $7.28M.

  • 179 institutional investors held American States Water (AWR) as of Q4 2013, down from 180 in Q3 2013.
  • Funds reported $672M of American States Water stock for Q4 2013, up 2.4% quarter-over-quarter.
  • 19 funds opened new American States Water positions in Q4 2013 and 20 closed out, a net change of -1 holder.
  • The largest American States Water buyer in Q4 2013 was Glenmede Trust, an estimated $6.16M added.
  • The largest American States Water seller in Q4 2013 was Invesco, an estimated $7.28M sold.

Based on aggregated 13F filings for Q4 2013.