Tocqueville Asset Management’s American States Water AWR Stock Holding History

Tocqueville Asset Management’s Portfolio AWR Stock Details AWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-3,800	Closed	-$302K	–	718
2020 Q4	$302K	Hold	3,800	–	–	0.01%	621
2020 Q3	$285K	Hold	3,800	–	–	0.01%	575
2020 Q2	$299K	Hold	3,800	–	–	0.01%	564
2020 Q1	$311K	Sell	3,800 -500	-12%	-$42.9K	0.01%	535
2019 Q4	$373K	Sell	4,300 -900	-17%	-$79.7K	0.01%	604
2019 Q3	$467K	Hold	5,200	–	–	0.01%	576
2019 Q2	$391K	Sell	5,200 -200	-4%	-$14.4K	0.01%	643
2019 Q1	$385K	Sell	5,400 -2,000	-27%	-$137K	0.01%	634
2018 Q4	$496K	Sell	7,400 -200	-3%	-$12.8K	0.01%	557
2018 Q3	$465K	Hold	7,600	–	–	0.01%	635
2018 Q2	$434K	Sell	7,600 -2,200	-22%	-$122K	0.01%	636
2018 Q1	$520K	Hold	9,800	–	–	0.01%	603
2017 Q4	$568K	Sell	9,800 -500	-5%	-$27.4K	0.01%	593
2017 Q3	$507K	Hold	10,300	–	–	0.01%	620
2017 Q2	$488K	Sell	10,300 -1,900	-16%	-$87.3K	0.01%	598
2017 Q1	$540K	Sell	12,200 -200	-2%	-$8.75K	0.01%	573
2016 Q4	$565K	Sell	12,400 -2,600	-17%	-$108K	0.01%	578
2016 Q3	$601K	Hold	15,000	–	–	0.01%	601
2016 Q2	$657K	Sell	15,000 -400	-3%	-$16.1K	0.01%	580
2016 Q1	$606K	Sell	15,400 -1,100	-7%	-$46.6K	0.01%	593
2015 Q4	$692K	Sell	16,500 -900	-5%	-$37.3K	0.01%	609
2015 Q3	$720K	Hold	17,400	–	–	0.01%	620
2015 Q2	$651K	Hold	17,400	–	–	0.01%	652
2015 Q1	$694K	Sell	17,400 -200	-1%	-$7.94K	0.01%	649
2014 Q4	$663K	Sell	17,600 -200	-1%	-$6.88K	0.01%	654
2014 Q3	$541K	Sell	17,800 -2,400	-12%	-$75.4K	0.01%	601
2014 Q2	$671K	Sell	20,200 -3,100	-13%	-$95K	0.01%	654
2014 Q1	$752K	Sell	23,300 -1,800	-7%	-$52.7K	0.01%	500
2013 Q4	$721K	Sell	25,100 -4,450	-15%	-$125K	0.01%	509
2013 Q3	$814K	Hold	29,550	–	–	0.01%	540
2013 Q2	$793K	Buy	+29,550	New	+$806K	0.01%	547

Other funds holding AWR

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

CCM

Copeland Capital Management Conshohocken, Pennsylvania $4.87B AUM 31.21% 1-Year Est. Return

Tocqueville Asset Management's AWR Position: Q1 2021 in Review

Tocqueville Asset Management sold out of American States Water (AWR) in Q1 2021, closing a stake of 3,800 shares — an estimated $302K sold.

Tocqueville Asset Management first reported a position in AWR in Q2 2013 and held it in 31 quarters. The position peaked at $814K in Q3 2013. 285 funds tracked by Wall St. Rank hold AWR as of Q1 2021.

Tocqueville Asset Management reported no remaining American States Water position as of Q1 2021 after selling out during the quarter.
Tocqueville Asset Management sold 3,800 American States Water shares in Q1 2021, an estimated $302K.
Tocqueville Asset Management first reported a position in American States Water in Q2 2013 and held it in 31 quarters.
Tocqueville Asset Management's American States Water position peaked at $814K in Q3 2013.
285 funds tracked by Wall St. Rank held American States Water as of Q1 2021.

Based on Tocqueville Asset Management's 13F filing for Q1 2021, filed 17 May 2021.