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AVK.RT

Advent Convertible and Income Fund Rights
AVK.RT

Delisted

AVK.RT was delisted on the 16th of October, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$45K +$128K +2,263,623 New
UBS Group
2
UBS Group
Switzerland
$34.7K +$98.1K +1,732,867 New
Morgan Stanley
3
Morgan Stanley
New York
$23.7K +$67.5K +1,192,209 New
Wells Fargo
4
Wells Fargo
California
$14.5K +$41.3K +729,262 New
AIA
5
Absolute Investment Advisers
Florida
$12.2K +$34.8K +615,360 New
LPL Financial
6
LPL Financial
California
$8.65K +$24.6K +434,865 New
AGM
7
Alpine Global Management
New York
$6.39K +$18.2K +321,250 New
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$6.29K +$17.9K +316,101 New
BFM
9
Boothbay Fund Management
New York
$6.12K +$17.4K +307,500 New
QL
10
Quarry LP
New York
$5.26K +$15K +264,490 New
Baird Financial Group
11
Baird Financial Group
Wisconsin
$4.09K +$11.6K +205,705 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$4K +$10.1K +178,357 New
Osaic Holdings
13
Osaic Holdings
Arizona
$2.25K +$6.45K +113,934 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$2K +$4.39K +77,580 New
CCC
15
Cable Car Capital
California
$1.99K +$5.66K +100,000 New
YCM
16
Yakira Capital Management
Connecticut
$1.68K +$4.76K +84,189 New
9WM
17
9258 Wealth Management
Ohio
$1.19K +$3.37K +59,548 New
MWM
18
Modern Wealth Management
Kansas
$1.09K +$3.11K +54,980 New
VF
19
Virtu Financial
New York
$1K +$1.57K +27,692 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1K +$2.67K +47,090 New
SC
21
Stolper & Co
Oklahoma
$1K +$3.18K +56,166 New
NA
22
NewEdge Advisors
Louisiana
$957 +$2.72K +48,061 New
Bank of America
23
Bank of America
North Carolina
$819 +$2.44K +43,079 New
Wealth Enhancement Advisory Services
24
Wealth Enhancement Advisory Services
Minnesota
$813 +$2.31K +40,871 New
PI
25
PFG Investments
New York
$760 +$2.16K +38,218 New
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