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AVK.RT

Advent Convertible and Income Fund Rights
AVK.RT

Delisted

AVK.RT was delisted on the 16th of October, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
– -$45K -2,263,623 Closed
UBS Group
2
UBS Group
Switzerland
– -$34.7K -1,732,867 Closed
Morgan Stanley
3
Morgan Stanley
New York
– -$23.7K -1,192,209 Closed
Wells Fargo
4
Wells Fargo
California
– -$14.5K -729,262 Closed
AIA
5
Absolute Investment Advisers
Florida
– -$12.2K -615,360 Closed
LPL Financial
6
LPL Financial
California
– -$8.65K -434,865 Closed
AGM
7
Alpine Global Management
New York
– -$6.39K -321,250 Closed
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
– -$6.29K -316,101 Closed
BFM
9
Boothbay Fund Management
New York
– -$6.12K -307,500 Closed
QL
10
Quarry LP
New York
– -$5.26K -264,490 Closed
Baird Financial Group
11
Baird Financial Group
Wisconsin
– -$4.09K -205,705 Closed
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
– -$4K -178,357 Closed
Osaic Holdings
13
Osaic Holdings
Arizona
– -$2.25K -113,934 Closed
CCC
14
Cable Car Capital
California
– -$1.99K -100,000 Closed
YCM
15
Yakira Capital Management
Connecticut
– -$1.68K -84,189 Closed
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
– -$2K -77,580 Closed
SC
17
Stolper & Co
Oklahoma
– -$1K -56,166 Closed
MWM
18
Modern Wealth Management
Kansas
– -$1.09K -54,980 Closed
NA
19
NewEdge Advisors
Louisiana
– -$957 -48,061 Closed
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
– -$1K -47,090 Closed
Bank of America
21
Bank of America
North Carolina
– -$819 -43,079 Closed
Wealth Enhancement Advisory Services
22
Wealth Enhancement Advisory Services
Minnesota
– -$813 -40,871 Closed
PI
23
PFG Investments
New York
– -$760 -38,218 Closed
TPWM
24
Twelve Points Wealth Management
Massachusetts
– -$714 -35,883 Closed
HBCM
25
Heron Bay Capital Management
Michigan
– -$699 -35,113 Closed
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