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Aurinia Pharmaceuticals

25 hedge funds and large institutions have $18.1M invested in Aurinia Pharmaceuticals in 2016 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

73% more call options, than puts

Call options by funds: $1.48M | Put options by funds: $856K

67% more funds holding

Funds holding: 1525 (+10)

41% more capital invested

Capital invested by funds: $12.8M → $18.1M (+$5.31M)

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

21.72% more ownership

Funds ownership: 0%21.72% (+22%)

Holders
25
Holders Change
+10
Holders Change %
+66.67%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
5
Reduced
4
Closed
4
Calls
$1.48M
Puts
$856K
Net Calls
+$627K
Net Calls Change
+$627K
Name Holding Trade Value Shares
Change
Change in
Stake
NMC
1
NEA Management Company
Maryland
$8.54M +$4.89M +1,520,900 +60%
Goldman Sachs
2
Goldman Sachs
New York
$2.68M +$2.89M +899,387 +240%
ACP
3
Acuta Capital Partners
California
$2.1M +$3.22M +1,000,000 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.88M +$2.88M +894,153 New
AFM
5
Anson Funds Management
Texas
$815K +$1.25M +388,008 New
SG Americas Securities
6
SG Americas Securities
New York
$784K
KPF
7
K2 Principal Fund
Ontario, Canada
$423K +$648K +201,522 New
OAM
8
Oxford Asset Management
United Kingdom
$211K +$324K +100,699 New
UBS Group
9
UBS Group
Switzerland
$208K +$95.1K +29,549 +43%
Millennium Management
10
Millennium Management
New York
$148K +$227K +70,693 New
Parallax Volatility Advisers
11
Parallax Volatility Advisers
California
$121K +$185K +57,471 New
RG
12
Redmile Group
California
$77K -$485K -150,867 -80%
SOMRS
13
State of Michigan Retirement System
Michigan
$53K +$80.4K +25,000 New
VKH
14
Virtu KCG Holdings
New York
$26K -$124K -38,391 -75%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$23K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$23K +$177 +55 +0.5%
Morgan Stanley
17
Morgan Stanley
New York
$8K +$6.11K +1,898 +90%
Creative Planning
18
Creative Planning
Kansas
$2K -$190K -59,000 -98%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$2K +$2.57K +800 New
CG
20
Cutler Group
California
$2K +$3.22K +1,000 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$2K +$3.22K +1,000 New
Deutsche Bank
22
Deutsche Bank
Germany
$1K +$1.93K +600 New
A
23
Abingworth
United Kingdom
-$1.38M -437,994 Closed
Renaissance Technologies
24
Renaissance Technologies
New York
-$256K -85,100 Closed
BFM
25
Boothbay Fund Management
New York
-$49K -16,345 Closed

AUPH Hedge Fund Activity: Q4 2016 in Review

25 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Aurinia Pharmaceuticals (AUPH) for Q4 2016, worth a combined $18.1M — up 41% from $12.8M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new AUPH positions and 4 closed out — a net gain of 10 holders — while 5 added to existing stakes and 4 trimmed.

The largest buyer was NEA Management Company, adding an estimated $4.89M. The largest seller was Abingworth, exiting entirely with an estimated $1.38M sold.

  • 25 institutional investors held Aurinia Pharmaceuticals (AUPH) as of Q4 2016, up from 15 in Q3 2016.
  • Funds reported $18.1M of Aurinia Pharmaceuticals stock for Q4 2016, up 41% quarter-over-quarter.
  • 14 funds opened new Aurinia Pharmaceuticals positions in Q4 2016 and 4 closed out, a net change of +10 holders.
  • The largest Aurinia Pharmaceuticals buyer in Q4 2016 was NEA Management Company, an estimated $4.89M added.
  • The largest Aurinia Pharmaceuticals seller in Q4 2016 was Abingworth, an estimated $1.38M sold.

Based on aggregated 13F filings for Q4 2016.