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Aurinia Pharmaceuticals

15 hedge funds and large institutions have $12.8M invested in Aurinia Pharmaceuticals in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 1 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 1

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

7% more funds holding

Funds holding: 1415 (+1)

36% less capital invested

Capital invested by funds: $20.1M → $12.8M (-$7.28M)

Holders
15
Holders Change
+1
Holders Change %
+7.14%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
4
Reduced
1
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NMC
1
NEA Management Company
Maryland
$7.67M
A
2
Abingworth
United Kingdom
$1.38M -$200K -74,042 -14%
Goldman Sachs
3
Goldman Sachs
New York
$1.13M +$1.01M +375,309 New
SG Americas Securities
4
SG Americas Securities
New York
$1.12M +$1.01M +373,209 New
RG
5
Redmile Group
California
$565K +$429K +159,200 +560%
Renaissance Technologies
6
Renaissance Technologies
New York
$256K +$119K +44,000 +107%
UBS Group
7
UBS Group
Switzerland
$209K +$187K +69,360 New
Creative Planning
8
Creative Planning
Kansas
$181K +$162K +60,000 New
VKH
9
Virtu KCG Holdings
New York
$153K +$137K +50,872 New
BFM
10
Boothbay Fund Management
New York
$49K +$44.1K +16,345 New
Citadel Advisors
11
Citadel Advisors
Florida
$46K +$41.1K +15,236 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$32K +$67 +25 +0.2%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$23K
Morgan Stanley
14
Morgan Stanley
New York
$6K
GPP
15
Great Point Partners
Connecticut
-$7.19M -2,457,144 Closed
BBA
16
Baker Bros. Advisors
New York
-$2.12M -711,499 Closed
EAM
17
EverPoint Asset Management
Connecticut
-$1.66M -600,000 Closed
LOAMU
18
Lombard Odier Asset Management (USA)
New York
-$283K -102,294 Closed
Millennium Management
19
Millennium Management
New York
-$139K -50,000 Closed
TRCT
20
Tower Research Capital (TRC)
New York
-$4K -1,000 Closed
Toronto Dominion Bank
21
Toronto Dominion Bank
Ontario, Canada
+$148 +55 +423%

AUPH Hedge Fund Activity: Q3 2016 in Review

15 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Aurinia Pharmaceuticals (AUPH) for Q3 2016, worth a combined $12.8M — down 36% from $20.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new AUPH positions and 6 closed out — a net gain of 1 holder — while 4 added to existing stakes and 1 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $1.01M. The largest seller was Great Point Partners, exiting entirely with an estimated $7.19M sold.

  • 15 institutional investors held Aurinia Pharmaceuticals (AUPH) as of Q3 2016, up from 14 in Q2 2016.
  • Funds reported $12.8M of Aurinia Pharmaceuticals stock for Q3 2016, down 36% quarter-over-quarter.
  • 7 funds opened new Aurinia Pharmaceuticals positions in Q3 2016 and 6 closed out, a net change of +1 holder.
  • The largest Aurinia Pharmaceuticals buyer in Q3 2016 was Goldman Sachs, an estimated $1.01M added.
  • The largest Aurinia Pharmaceuticals seller in Q3 2016 was Great Point Partners, an estimated $7.19M sold.

Based on aggregated 13F filings for Q3 2016.