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Auburn National Bancorp

AUBN

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	BFC 1 Banc Funds Company Chicago, Illinois	$3.75M	–	–	–
2	SB 2 Suntrust Banks Atlanta, Georgia	$1.38M	–	–	–
3	3 Dimensional Fund Advisors Austin, Texas	$920K	–	–	–
4	MDCM 4 Morgan Dempsey Capital Management Menomonee Falls, Wisconsin	$673K	–	–	–
5	KCM 5 Kennedy Capital Management St Louis, Missouri	$596K	+$53K	+1,464	+9%
6	LNC 6 Lincoln National Corp Radnor, Pennsylvania	$562K	–	–	–
7	7 US Bancorp Minneapolis, Minnesota	$409K	+$142K	+3,911	+50%
8	RHCA 8 Rosenthal Henry Capital Advisors Mishawaka, Indiana	$354K	–	–	–
9	BCM 9 BHZ Capital Management San Jose, California	$275K	–	–	–
10	10 UBS Group Zurich, Switzerland	$83K	-$72.7K	-2,009	-46%
11	11 BlackRock New York	$35K	–	–	–
12	SFPIA 12 Stevens First Principles Investment Advisors Newport Beach, California	$35K	–	–	–
13	13 Bank of America Charlotte, North Carolina	$21K	+$181	+5	+0.8%
14	LTFS 14 Ladenburg Thalmann Financial Services Miami, Florida	$11K	+$4.92K	+136	+78%
15	15 Morgan Stanley New York	$7K	–	–	–
16	16 Royal Bank of Canada Toronto, Ontario, Canada	$7K	+$36	+1	+0.5%
17	17 Wells Fargo San Francisco, California	$4K	-$7.24K	-200	-66%
18	NFG 18 Next Financial Group Houston, Texas	$4K	–	–	–
19	FPS 19 Fieldpoint Private Securities Greenwich, Connecticut	$1K	+$1.48K	+41	New
20	PAM 20 Panagora Asset Management Boston, Massachusetts	–	-$34K	-913	Closed
21	OC 21 Oakworth Capital Birmingham, Alabama	–	-$19K	-526	Closed
22	MA 22 MUFG Americas New York	–	-$2K	-64	Closed