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ASP

AMERN STRATEGIC INCOME PORTFOL
ASP

Delisted

ASP was delisted on the 5th of September, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
-$223K -24,900 Closed
RCM
27
Rivernorth Capital Management
Florida
-$103K -11,483 Closed
Barclays
28
Barclays
United Kingdom
-$84K -10,547 Closed
Bank of America
29
Bank of America
North Carolina
-$83K -9,250 Closed
TJHA
30
Thomas J. Herzfeld Advisors
Florida
-$50K -5,600 Closed
TRCT
31
Tower Research Capital (TRC)
New York
-$7K -800 Closed
BFEC
32
Benjamin F. Edwards & Company
Missouri
-$3K -307 Closed