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ASP
AMERN STRATEGIC INCOME PORTFOL
ASP
ASP
Delisted
ASP was delisted on the 5th of September, 2014.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
OC
26
Oppenheimer & Co
New York
| – | -$223K | -24,900 | Closed |
|
| 27 |
RCM
27
Rivernorth Capital Management
West Palm Beach,
Florida
| – | -$103K | -11,483 | Closed |
|
| 28 |
28
Barclays
London,
United Kingdom
| – | -$84K | -10,547 | Closed |
|
| 29 |
29
Bank of America
Charlotte,
North Carolina
| – | -$83K | -9,250 | Closed |
|
| 30 |
TJHA
30
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| – | -$50K | -5,600 | Closed |
|
| 31 |
TRCT
31
Tower Research Capital (TRC)
New York
| – | -$7K | -800 | Closed |
|
| 32 |
BFEC
32
Benjamin F. Edwards & Company
St. Louis,
Missouri
| – | -$3K | -307 | Closed |
|