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Xtrackers Harvest CSI 300 China A-Shares ETF

Name Holding Trade Value Shares
Change
Change in
Stake
VMPIC
151
Varma Mutual Pension Insurance Co
Finland
– -$105M -3,161,714 Closed
Rafferty Asset Management
152
Rafferty Asset Management
New York
– -$24.8M -748,834 Closed
CCM
153
Causeway Capital Management
California
– -$23.8M -719,923 Closed
Qube Research & Technologies (QRT)
154
Qube Research & Technologies (QRT)
United Kingdom
– -$17.5M -530,007 Closed
Renaissance Technologies
155
Renaissance Technologies
New York
– -$8.15M -246,400 Closed
FFM
156
Fullerton Fund Management
Singapore
– -$6.89M -208,320 Closed
CWG
157
Cornerstone Wealth Group
North Carolina
– -$6.87M -207,666 Closed
HF
158
HRT Financial
New York
– -$2.16M -65,227 Closed
SFFS
159
Stonehage Fleming Financial Services
Jersey
– -$1.97M -59,140 Closed
JG
160
Jefferies Group
New York
– -$1.65M -52,840 Closed
GEM
161
Global Endowment Management
North Carolina
– -$1.66M -50,000 Closed
EP
162
Eudaimonia Partners
Tennessee
– -$1.54M -46,550 Closed
IAIM
163
International Assets Investment Management
Florida
– -$1.46M -38,697 Closed
MSL
164
Mackay Shields LLC
New York
– -$1.03M -31,274 Closed
BPC
165
Banque Pictet & Cie
Switzerland
– -$993K -30,000 Closed
DAM
166
Deltec Asset Management
New York
– -$993K -30,000 Closed
RJFSA
167
Raymond James Financial Services Advisors
Florida
– -$692K -20,920 Closed
Cetera Investment Advisers
168
Cetera Investment Advisers
Illinois
– -$683K -20,636 Closed
CM
169
Columbus Macro
Pennsylvania
– -$556K -16,793 Closed
TI
170
Trexquant Investment
Connecticut
– -$527K -15,922 Closed
FHB
171
First Hawaiian Bank
Hawaii
– -$476K -14,375 Closed
Walleye Capital
172
Walleye Capital
New York
– -$429K -12,952 Closed
BOPW
173
Brandywine Oak Private Wealth
Pennsylvania
– -$201K -6,104 Closed
SC
174
Sierra Capital
Florida
– -$130K -3,930 Closed
T2I
175
Turim 21 Investimentos
Brazil
– -$103K -3,098 Closed