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Xtrackers Harvest CSI 300 China A-Shares ETF

Name Holding Trade Value Shares
Change
Change in
Stake
MCM
151
MAI Capital Management
Ohio
– -$1.5M -37,000 Closed
PCP
152
Polunin Capital Partners
United Kingdom
– -$1.41M -34,726 Closed
BFM
153
Boothbay Fund Management
New York
– -$1.06M -26,085 Closed
Stifel Financial
154
Stifel Financial
Missouri
– -$1.04M -25,662 Closed
NL
155
NEPC LLC
Massachusetts
– -$770K -19,000 Closed
HF
156
HRT Financial
New York
– -$711K -17,546 Closed
NDSI
157
Newman Dignan & Sheerar Inc
Rhode Island
– -$623K -15,369 Closed
OPS
158
Orion Portfolio Solutions
Nebraska
– -$526K -12,979 Closed
MI
159
Merk Investments
California
– -$491K -12,100 Closed
FFM
160
Fullerton Fund Management
Singapore
– -$435K -10,730 Closed
GC
161
Gruss & Co
Florida
– -$405K -10,000 Closed
ACA
162
Ackerman Capital Advisors
Texas
– -$353K -8,703 Closed
TI
163
Trexquant Investment
Connecticut
– -$337K -8,324 Closed
Verition Fund Management
164
Verition Fund Management
Connecticut
– -$325K -8,024 Closed
IAN
165
Integrated Advisors Network
Texas
– -$273K -6,725 Closed
RCAG
166
Rehmann Capital Advisory Group
Michigan
– -$205K -5,045 Closed
OC
167
Oppenheimer & Co
New York
– -$204K -5,035 Closed
PCM
168
Parsons Capital Management
Rhode Island
– -$203K -5,000 Closed
BFEC
169
Benjamin F. Edwards & Company
Missouri
– -$149K -3,687 Closed
CF
170
Centaurus Financial
California
– -$109K -2,687 Closed
JEST
171
JTC Employer Solutions Trustee
Jersey
– -$83K -2,045 Closed
PFGIA
172
Patriot Financial Group Insurance Agency
Massachusetts
– -$81K -2,000 Closed
LTI
173
Laffer Tengler Investments
Tennessee
– -$69.8K -1,721 Closed
1IA
174
1834 Investment Advisors
Wisconsin
– -$65K -1,600 Closed
WWMSC
175
Wagner Wealth Management (South Carolina)
South Carolina
– -$31K -769 Closed