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Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR

Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Investments
126
Two Sigma Investments
New York
– -$13.4M -500,000 Closed
B
127
Barings
North Carolina
– -$6.85M -256,113 Closed
DFG
128
Delphi Financial Group
Delaware
– -$5.42M -202,385 Closed
Millennium Management
129
Millennium Management
New York
– -$4.86M -181,220 Closed
LFASL
130
Lugano Financial Advisors SA (LFA)
Switzerland
– -$3.63M -135,529 Closed
ST
131
Spinnaker Trust
Maine
– -$2.75M -102,691 Closed
TGAM
132
TBH Global Asset Management
Tennessee
– -$2.23M -83,452 Closed
Allianz Asset Management
133
Allianz Asset Management
Germany
– -$1.93M -72,000 Closed
Parallax Volatility Advisers
134
Parallax Volatility Advisers
California
– -$1.83M -68,307 Closed
Hudson Bay Capital Management
135
Hudson Bay Capital Management
Connecticut
– -$1.07M -40,000 Closed
AM
136
AGF Management
Ontario, Canada
– -$1.07M -39,975 Closed
Schroder Investment Management Group
137
Schroder Investment Management Group
United Kingdom
– -$856K -32,000 Closed
Aberdeen Group
138
Aberdeen Group
United Kingdom
– -$746K -27,884 Closed
IHL
139
Investment House LLC
California
– -$510K -19,074 Closed
DS
140
DRW Securities
Illinois
– -$455K -17,000 Closed
DILIC
141
Dai-ichi Life Insurance Company
Japan
– -$354K -13,227 Closed
JIP
142
Jaffetilchin Investment Partners
Florida
– -$336K -12,541 Closed
HCA
143
Harbour Capital Advisors
Virginia
– -$210K -7,750 Closed
MIH
144
Meitav Investment House
Israel
– -$99.3K -3,751 Closed
HI
145
Horizon Investments
North Carolina
– -$39.3K -1,468 Closed
PA
146
Parallel Advisors
California
– -$35.2K -1,316 Closed
Twin Tree Management
147
Twin Tree Management
Texas
– -$26.7K -998 Closed
FDCDDQ
148
Federation des caisses Desjardins du Quebec
Quebec, Canada
– -$4.42K -165 Closed
KFI
149
Key Financial Inc
Pennsylvania
– -$3K -112 Closed
Fidelity Investments
150
Fidelity Investments
Massachusetts
– -$27 -1 Closed
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