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Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR

Name Holding Trade Value Shares
Change 		Change in
Stake
PB
126
Pinnacle Bancorp
Nebraska
$3K – – –
TFA
127
Transamerica Financial Advisors
Florida
$1K – – –
KC
128
Kenfarb & Co
Kentucky
$1K +$1.5K +49 New
JP Morgan Chase
129
JP Morgan Chase
New York
– -$113M -3,304,862 Closed
Sumitomo Mitsui Financial Group
130
Sumitomo Mitsui Financial Group
Japan
– -$112M -3,282,089 Closed
Castle Hook Partners
131
Castle Hook Partners
New York
– -$78.2M -2,287,604 Closed
Bank of Nova Scotia
132
Bank of Nova Scotia
Ontario, Canada
– -$36.6M -1,072,183 Closed
AIA
133
Angeles Investment Advisors
California
– -$33.7M -985,000 Closed
Barings
134
Barings
North Carolina
– -$17.8M -519,648 Closed
Flow Traders U.S.
135
Flow Traders U.S.
New York
– -$14.2M -414,473 Closed
GAMA
136
Graticule Asia Macro Advisors
New York
– -$10M -292,910 Closed
Capula Management
137
Capula Management
Cayman Islands
– -$7.52M -220,000 Closed
Millennium Management
138
Millennium Management
New York
– -$6.33M -185,261 Closed
BW Gestao de Investimentos
139
BW Gestao de Investimentos
Brazil
– -$5.13M -150,000 Closed
FF
140
Friedenthal Financial
New Jersey
– -$4.83M -141,453 Closed
TD Asset Management
141
TD Asset Management
Ontario, Canada
– -$4.17M -122,063 Closed
LJAC
142
L.J. Altfest & Co
New York
– -$3.65M -106,839 Closed
Partners Capital Investment Group
143
Partners Capital Investment Group
Massachusetts
– -$3.63M -106,152 Closed
Simplex Trading
144
Simplex Trading
Illinois
– -$2.16M -63,302 Closed
Deutsche Bank
145
Deutsche Bank
Germany
– -$2.07M -60,450 Closed
BCM
146
Barometer Capital Management
Ontario, Canada
– -$1.27M -38,400 Closed
Janus Henderson Group
147
Janus Henderson Group
– -$1.27M -37,094 Closed
EH
148
EMG Holdings
Connecticut
– -$1.25M -36,500 Closed
Raymond James & Associates
149
Raymond James & Associates
Florida
– -$1.21M -35,265 Closed
TSS
150
Two Sigma Securities
New York
– -$979K -28,641 Closed
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