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Xtrackers Harvest CSI 300 China A-Shares ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Walleye Trading
76
Walleye Trading
New York
$48K +$51K +1,045 New
FMA
77
FNY Managed Accounts
New York
$46K +$48.8K +1,000 New
Simplex Trading
78
Simplex Trading
Illinois
$38K +$40.9K +838 New
SFPIA
79
Stevens First Principles Investment Advisors
California
$35K – – –
BIM
80
BlackRock Investment Management
Delaware
$28K +$29.2K +599 New
SAM
81
Shamrock Asset Management
Texas
$21K -$2M -40,919 -99%
JG
82
Jefferies Group
New York
$18K +$19.5K +400 New
BCMIO
83
Beacon Capital Management Inc (Ohio)
Ohio
$11K – – –
FCCM
84
First City Capital Management
Georgia
$9.2K +$9.75K +200 New
OAJ
85
Ogorek Anthony Joseph
New York
$9K – – –
TCOV
86
Trust Company of Vermont
Vermont
$9K +$9.75K +200 New
RFA
87
Reilly Financial Advisors
California
$5K +$4.88K +100 New
TCM
88
Tradewinds Capital Management
Washington
$2K -$2.44K -50 -50%
DC
89
Davenport & Co
Virginia
– -$34.1M -818,052 Closed
PVH
90
Psagot Value Holdings
Israel
– -$26.9M -646,268 Closed
BC
91
Brinker Capital
Pennsylvania
– -$26.3M -630,667 Closed
State of New Jersey Common Pension Fund D
92
State of New Jersey Common Pension Fund D
New Jersey
– -$16.7M -400,000 Closed
Jane Street
93
Jane Street
New York
– -$11.5M -235,704 Closed
GIM
94
Guild Investment Management
California
– -$5.69M -136,656 Closed
NVIM
95
New Vernon Investment Management
Illinois
– -$3.83M -92,000 Closed
RCM
96
Riverloft Capital Management
Florida
– -$2.5M -60,000 Closed
SAM
97
Silphium Asset Management
United Kingdom
– -$2.05M -49,289 Closed
CA
98
Cetera Advisors
Colorado
– -$2.03M -48,807 Closed
KC
99
Kingfisher Capital
North Carolina
– -$1.62M -38,798 Closed
Bank of New York Mellon
100
Bank of New York Mellon
New York
– -$1.56M -37,537 Closed