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Xtrackers Harvest CSI 300 China A-Shares ETF

Name Holding Trade Value Shares
Change
Change in
Stake
BA
51
BlackRock Advisors
Delaware
$91K +$91.7K +3,717 New
Parallax Volatility Advisers
52
Parallax Volatility Advisers
California
$79K -$1.51M -61,315 -95%
SHJ
53
Sharkey, Howes & Javer
Colorado
$78K
IA
54
IFP Advisors
Florida
$58K
Creative Planning
55
Creative Planning
Kansas
$46K -$16K -650 -26%
EDRS
56
Edmond de Rothschild (Suisse)
Switzerland
$39K -$6.91K -280 -15%
EWM
57
Elite Wealth Management
Washington
$34K +$34.1K +1,381 New
AIP
58
Ameritas Investment Partners
Nebraska
$24K
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
$8K +$7.4K +300 +667%
MFS
60
MSI Financial Services
Massachusetts
$4K
ASN
61
Advisory Services Network
Georgia
$3K +$2.99K +121 New
JP Morgan Chase
62
JP Morgan Chase
New York
$1K -$1.23M -50,000 -100%
NSLI
63
Nan Shan Life Insurance
Taiwan
-$4.75M -200,000 Closed
MSU
64
Mizuho Securities USA
New York
-$1.52M -64,200 Closed
CS
65
Credit Suisse
Switzerland
-$1.22M -51,284 Closed
Barclays
66
Barclays
United Kingdom
-$1.23M -49,985 -100%
ID
67
Integral Derivatives
New York
-$989K -40,067 Closed
VKH
68
Virtu KCG Holdings
New York
-$589K -24,790 Closed
HT
69
HAP Trading
New York
-$330K -13,893 Closed
Simplex Trading
70
Simplex Trading
Illinois
-$314K -13,252 Closed
HIIFS
71
Harel Insurance Investments & Financial Services
Israel
-$135K -5,670 Closed
SPM
72
Symmetry Peak Management
Pennsylvania
-$123K -5,000 Closed
Envestnet Asset Management
73
Envestnet Asset Management
Illinois
-$76K -3,180 Closed
WAM
74
Wolverine Asset Management
Illinois
-$16K -700 Closed
BGIM
75
Brandywine Global Investment Management
Pennsylvania
-$15K -600 Closed