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Xtrackers Harvest CSI 300 China A-Shares ETF

63 hedge funds and large institutions have $160M invested in Xtrackers Harvest CSI 300 China A-Shares ETF in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 14

11% more funds holding

Funds holding: 5763 (+6)

4% more capital invested

Capital invested by funds: $154M → $160M (+$6.31M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4.66% less ownership

Funds ownership: 37.7%33.03% (-4.7%)

26% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 19

47% less call options, than puts

Call options by funds: $41.7M | Put options by funds: $78.8M

Holders
63
Holders Change
+6
Holders Change %
+10.53%
% of All Funds
1.68%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
14
Reduced
19
Closed
14
Calls
$41.7M
Puts
$78.8M
Net Calls
-$37.2M
Net Calls Change
-$31.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BA
51
BlackRock Advisors
Delaware
$91K +$91.7K +3,717 New
Parallax Volatility Advisers
52
Parallax Volatility Advisers
California
$79K -$1.51M -61,315 -95%
SHJ
53
Sharkey, Howes & Javer
Colorado
$78K
IA
54
IFP Advisors
Florida
$58K
Creative Planning
55
Creative Planning
Kansas
$46K -$16K -650 -26%
EDRS
56
Edmond de Rothschild (Suisse)
Switzerland
$39K -$6.91K -280 -15%
EWM
57
Elite Wealth Management
Washington
$34K +$34.1K +1,381 New
AIP
58
Ameritas Investment Partners
Nebraska
$24K
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
$8K +$7.4K +300 +667%
MFS
60
MSI Financial Services
Massachusetts
$4K
ASN
61
Advisory Services Network
Georgia
$3K +$2.99K +121 New
JP Morgan Chase
62
JP Morgan Chase
New York
$1K -$1.23M -50,000 -100%
NSLI
63
Nan Shan Life Insurance
Taiwan
-$4.75M -200,000 Closed
MSU
64
Mizuho Securities USA
New York
-$1.52M -64,200 Closed
CS
65
Credit Suisse
Switzerland
-$1.22M -51,284 Closed
Barclays
66
Barclays
United Kingdom
-$1.23M -49,985 -100%
ID
67
Integral Derivatives
New York
-$989K -40,067 Closed
VKH
68
Virtu KCG Holdings
New York
-$589K -24,790 Closed
HT
69
HAP Trading
New York
-$330K -13,893 Closed
Simplex Trading
70
Simplex Trading
Illinois
-$314K -13,252 Closed
HIIFS
71
Harel Insurance Investments & Financial Services
Israel
-$135K -5,670 Closed
SPM
72
Symmetry Peak Management
Pennsylvania
-$123K -5,000 Closed
Envestnet Asset Management
73
Envestnet Asset Management
Illinois
-$76K -3,180 Closed
WAM
74
Wolverine Asset Management
Illinois
-$16K -700 Closed
BGIM
75
Brandywine Global Investment Management
Pennsylvania
-$15K -600 Closed

ASHR Hedge Fund Activity: Q3 2016 in Review

63 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) for Q3 2016, worth a combined $160M — up 4.1% from $154M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new ASHR positions and 14 closed out — a net gain of 6 holders — while 14 added to existing stakes and 19 trimmed.

The largest buyer was Bank of America, adding an estimated $15.3M. The largest seller was Susquehanna International Group, cutting an estimated $48.6M.

  • 63 institutional investors held Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) as of Q3 2016, up from 57 in Q2 2016.
  • Funds reported $160M of Xtrackers Harvest CSI 300 China A-Shares ETF stock for Q3 2016, up 4.1% quarter-over-quarter.
  • 20 funds opened new Xtrackers Harvest CSI 300 China A-Shares ETF positions in Q3 2016 and 14 closed out, a net change of +6 holders.
  • The largest Xtrackers Harvest CSI 300 China A-Shares ETF buyer in Q3 2016 was Bank of America, an estimated $15.3M added.
  • The largest Xtrackers Harvest CSI 300 China A-Shares ETF seller in Q3 2016 was Susquehanna International Group, an estimated $48.6M sold.

Based on aggregated 13F filings for Q3 2016.