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AllianzIM US Equity Buffer15 Uncapped Apr ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$7.83M +$4.33M +159,127 +110%
AIMU
2
Allianz Investment Management US
Minnesota
$3.9M -$1.09M -40,000 -21%
AWAG
3
ARS Wealth Advisors Group
Florida
$3.46M +$3.65M +134,197 New
RA
4
RFG Advisory
Alabama
$3.1M +$639K +23,462 +24%
KAS
5
Kestra Advisory Services
Texas
$2.31M +$21.8K +800 +0.9%
SI
6
Stephens Inc
Arkansas
$2.01M +$85.7K +3,148 +4%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$1.85M +$27.1K +994 +1%
PFGIA
8
Patriot Financial Group Insurance Agency
Massachusetts
$835K -$653K -23,982 -43%
FHC
9
First Heartland Consultants
Missouri
$505K -$7.57K -278 -1%
Citadel Advisors
10
Citadel Advisors
Florida
$448K +$205K +7,532 +76%
AAP
11
Arax Advisory Partners
Colorado
$349K +$369K +13,534 New
JP Morgan Chase
12
JP Morgan Chase
New York
$347K +$366K +13,451 New
SOS
13
Silver Oak Securities
Tennessee
$345K
IFG
14
Independent Financial Group
California
$323K
HI
15
Harbour Investments
Wisconsin
$270K -$8.85K -325 -3%
FIA
16
Foundations Investment Advisors
Arizona
$265K
Barclays
17
Barclays
United Kingdom
$143K +$151K +5,559 New
CFD
18
Creative Financial Designs
Indiana
$129K -$13.6K -500 -9%
Osaic Holdings
19
Osaic Holdings
Arizona
$24.1K +$21.1K +775 +491%
UFF
20
USA Financial Formulas
Michigan
$1.16K +$1.23K +45 New
AWS
21
Atria Wealth Solutions
New York
-$359K -13,163 Closed
RAG
22
RIA Advisory Group
Iowa
-$219K -8,053 Closed
Envestnet Portfolio Solutions
23
Envestnet Portfolio Solutions
Illinois
-$209K -7,667 Closed