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AllianzIM US Equity Buffer15 Uncapped Apr ETF
ARLU

Name Holding Trade Value Shares
Change 		Change in
Stake
A
1
Allianz
Germany
$14.4M +$607K +19,470 +5%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$9.25M -$482K -15,477 -5%
RA
3
RFG Advisory
Alabama
$6.32M +$240K +7,686 +4%
AWAG
4
ARS Wealth Advisors Group
Florida
$4.3M -$11.7K -374 -0.3%
SI
5
Stephens Inc
Arkansas
$3.13M +$189K +6,054 +7%
KAS
6
Kestra Advisory Services
Texas
$2.74M -$28.1K -902 -1%
UFF
7
USA Financial Formulas
Michigan
$2.36M +$277K +8,895 +14%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.07M -$883K -28,331 -46%
MML Investors Services
9
MML Investors Services
Massachusetts
$752K +$734K +23,549 New
AAP
10
Arax Advisory Partners
Colorado
$643K +$129K +4,150 +26%
FIA
11
Foundations Investment Advisors
Arizona
$617K +$229K +7,344 +61%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$576K +$563K +18,050 New
IFG
13
Independent Financial Group
California
$545K +$108K +3,455 +25%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$479K +$592 +19 +0.1%
FHC
15
First Heartland Consultants
Missouri
$443K – – –
SOS
16
Silver Oak Securities
Tennessee
$396K – – –
Raymond James Financial
17
Raymond James Financial
Florida
$361K +$353K +11,318 New
JP Morgan Chase
18
JP Morgan Chase
New York
$306K -$95.8K -3,074 -24%
PFGIA
19
Patriot Financial Group Insurance Agency
Massachusetts
$305K -$298K -9,566 -50%
WWM
20
Walser Wealth Management
Florida
$260K – – –
HI
21
Harbour Investments
Wisconsin
$239K -$125K -4,001 -35%
Osaic Holdings
22
Osaic Holdings
Arizona
$136K +$4.36K +140 +3%
CFD
23
Creative Financial Designs
Indiana
$94.2K -$12.5K -400 -12%
FFA
24
Farther Finance Advisors
California
$16.6K +$16.2K +519 New
CTB
25
Country Trust Bank
Illinois
$3.99K +$3.9K +125 New
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