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ARK Space & Defense Innovation ETF
ARKX

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$21.6M +$8.86M +276,847 +60%
FTUS
2
Flow Traders U.S.
New York
$8.76M +$9.55M +298,445 New
Citadel Advisors
3
Citadel Advisors
Florida
$7.71M +$5.05M +157,937 +151%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$4.48M +$4.4M +137,397 +896%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.48M +$3.77M +117,797 +339%
Raymond James Financial
6
Raymond James Financial
Florida
$4.13M +$3.81M +119,019 +551%
QC
7
Quadrature Capital
United Kingdom
$3.15M +$555K +17,362 +19%
UBS Group
8
UBS Group
Switzerland
$2.83M +$750K +23,435 +32%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$2.65M +$2.88M +90,133 New
GS
10
GTS Securities
Florida
$2.41M +$1.68M +52,615 +179%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.21M +$552K +17,245 +30%
BWM
12
Braeburn Wealth Management
Michigan
$1.68M +$1.83M +57,081 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$1.59M +$647K +20,222 +59%
WWM
14
WJ Wealth Management
Arizona
$1.58M +$200K +6,248 +13%
BCM
15
Brookstone Capital Management
Illinois
$1.31M +$179K +5,586 +14%
CIC
16
Canal Insurance Company
South Carolina
$1.17M – – –
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.14M +$449K +14,042 +57%
JP Morgan Chase
18
JP Morgan Chase
New York
$1.12M +$239K +7,459 +23%
MIM
19
Marshall Investment Management
Colorado
$1.11M +$101K +3,145 +9%
GAM
20
Grandview Asset Management
Pennsylvania
$1M +$738K +23,051 +216%
KWM
21
Kingsview Wealth Management
Oregon
$994K +$1.08M +33,859 New
CA
22
CoreCap Advisors
Michigan
$776K +$795K +24,855 +1,556%
SCM
23
SCS Capital Management
Massachusetts
$765K – – –
WS
24
Wedbush Securities
California
$764K +$68.2K +2,130 +9%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$737K +$793K +24,797 +7,630%
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