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Ares Capital

490 hedge funds and large institutions have $2.68B invested in Ares Capital in 2019 Q1 according to their latest regulatory filings, with 64 funds opening new positions, 184 increasing their positions, 144 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 64 | Existing positions closed: 35

28% more repeat investments, than reductions

Existing positions increased: 184 | Existing positions reduced: 144

20% more call options, than puts

Call options by funds: $64.2M | Put options by funds: $53.5M

14% more funds holding in top 10

Funds holding in top 10: 1416 (+2)

4% more funds holding

Funds holding: 469490 (+21)

3% more capital invested

Capital invested by funds: $2.6B → $2.68B (+$87.3M)

1.79% less ownership

Funds ownership: 39.33%37.54% (-1.8%)

Holders
490
Holders Change
+21
Holders Change %
+4.48%
% of All Funds
10.61%
Holding in Top 10
16
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+14.29%
% of All Funds
0.35%
New
64
Increased
184
Reduced
144
Closed
35
Calls
$64.2M
Puts
$53.5M
Net Calls
+$10.7M
Net Calls Change
+$32.5M
Name Holding Trade Value Shares
Change
Change in
Stake
GC
76
Guggenheim Capital
Illinois
$7.59M +$12.2K +728 +0.2%
Marshall Wace
77
Marshall Wace
United Kingdom
$7.15M +$5.07M +302,456 +263%
SRC
78
Shufro Rose & Co
New York
$6.99M -$17.5K -1,047 -0.3%
AG
79
Advisor Group
Arizona
$6.78M +$156K +9,312 +2%
MHI
80
Miller Howard Investments
New York
$6.67M
GC
81
Gillson Capital
Illinois
$6.01M +$5.88M +350,844 New
PCA
82
PL Capital Advisors
Florida
$5.96M
MDCM
83
Morgan Dempsey Capital Management
Wisconsin
$5.95M +$218K +12,995 +4%
Susquehanna International Group
84
Susquehanna International Group
Pennsylvania
$5.93M -$5.72M -341,390 -50%
NWM
85
Nicola Wealth Management
British Columbia, Canada
$5.8M +$54.7K +3,267 +1%
Boston Partners
86
Boston Partners
Massachusetts
$5.52M -$720K -42,954 -12%
RJFSA
87
Raymond James Financial Services Advisors
Florida
$5.25M +$868K +51,800 +20%
AL
88
AJO LP
Pennsylvania
$5.22M +$502K +29,961 +11%
Caisse de Depot et Placement du Quebec (CDPQ)
89
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$5.17M -$3.71M -221,600 -42%
BTS
90
BB&T Securities
Virginia
$5.1M -$472K -28,146 -9%
DLCIG
91
D.L. Carlson Investment Group
New Hampshire
$4.92M +$9.06K +541 +0.2%
FA
92
Financial Advantage
Maryland
$4.89M +$36.5K +2,178 +0.8%
LTFS
93
Ladenburg Thalmann Financial Services
Florida
$4.86M -$3.75K -224 -0.1%
Fidelity Investments
94
Fidelity Investments
Massachusetts
$4.83M -$2.06K -123 -0%
PAM
95
PVG Asset Management
Colorado
$4.7M +$2.11M +125,686 +85%
CPIG
96
Chicago Partners Investment Group
Illinois
$4.65M +$381K +22,729 +9%
AR
97
Advisory Research
Illinois
$4.61M -$264K -15,743 -6%
TG
98
TCW Group
California
$4.55M -$300K -17,900 -6%
GIM
99
Greenwich Investment Management
Connecticut
$4.5M +$562K +33,524 +15%
RVPG
100
Relative Value Partners Group
$4.49M -$51.3K -3,063 -1%

ARCC Hedge Fund Activity: Q1 2019 in Review

490 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2019, worth a combined $2.68B — up 3.4% from $2.6B a quarter earlier.

Buyers outnumbered sellers: 64 funds opened new ARCC positions and 35 closed out — a net gain of 29 holders — while 184 added to existing stakes and 144 trimmed.

The largest buyer was D.E. Shaw & Co, adding an estimated $32.5M. The largest seller was Vaughan Nelson Investment Management, cutting an estimated $68M.

  • 490 institutional investors held Ares Capital (ARCC) as of Q1 2019, up from 469 in Q4 2018.
  • Funds reported $2.68B of Ares Capital stock for Q1 2019, up 3.4% quarter-over-quarter.
  • 64 funds opened new Ares Capital positions in Q1 2019 and 35 closed out, a net change of +29 holders.
  • The largest Ares Capital buyer in Q1 2019 was D.E. Shaw & Co, an estimated $32.5M added.
  • The largest Ares Capital seller in Q1 2019 was Vaughan Nelson Investment Management, an estimated $68M sold.

Based on aggregated 13F filings for Q1 2019.