Advisor Group’s Ares Capital ARCC Stock Holding History

Advisor Group’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$7.24M	Sell	387,988 -66,339	-15%	-$1.23M	0.05%	305
2019 Q3	$8.47M	Buy	454,327 +7,312	+2%	+$136K	0.06%	258
2019 Q2	$8.02M	Buy	447,015 +51,712	+13%	+$915K	0.06%	268
2019 Q1	$6.78M	Buy	395,303 +9,312	+2%	+$156K	0.06%	302
2018 Q4	$6.01M	Buy	385,991 +129,227	+50%	+$2.14M	0.06%	273
2018 Q3	$4.42M	Buy	256,764 +24,716	+11%	+$424K	0.04%	358
2018 Q2	$3.82M	Buy	232,048 +1,440	+0.6%	+$23.7K	0.05%	319
2018 Q1	$3.66M	Buy	230,608 +4,218	+2%	+$66.8K	0.05%	339
2017 Q4	$3.56M	Buy	226,390 +29,617	+15%	+$481K	0.05%	352
2017 Q3	$3.23M	Buy	196,773 +60,469	+44%	+$979K	0.05%	347
2017 Q2	$2.23M	Buy	136,304 +1,215	+0.9%	+$20.5K	0.04%	443
2017 Q1	$2.35M	Buy	135,089 +18,072	+15%	+$312K	0.05%	402
2016 Q4	$1.93M	Buy	117,017 +13,852	+13%	+$218K	0.04%	434
2016 Q3	$1.6M	Buy	103,165 +21,471	+26%	+$329K	0.04%	477
2016 Q2	$1.16M	Buy	+81,694	New	+$1.21M	0.03%	563

Other funds holding ARCC

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Advisor Group's ARCC Position: Q4 2019 in Review

Advisor Group reduced its Ares Capital (ARCC) stake by 15% in Q4 2019, selling an estimated $1.23M and leaving 387,988 shares worth $7.24M. The position accounts for 0.05% of the portfolio, ranked #305.

Advisor Group first reported a position in ARCC in Q2 2016 and has held it in 15 quarters since. The position peaked at $8.47M in Q3 2019. 517 funds tracked by Wall St. Rank hold ARCC as of Q4 2019.

Advisor Group held 387,988 shares of Ares Capital worth $7.24M as of Q4 2019.
Advisor Group sold 66,339 Ares Capital shares in Q4 2019, an estimated $1.23M.
Ares Capital made up 0.05% of Advisor Group's portfolio in Q4 2019, its #305 holding.
Advisor Group first reported a position in Ares Capital in Q2 2016 and has held it in 15 quarters since.
Advisor Group's Ares Capital position peaked at $8.47M in Q3 2019.
517 funds tracked by Wall St. Rank held Ares Capital as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.