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Ares Capital

357 hedge funds and large institutions have $2.33B invested in Ares Capital in 2015 Q4 according to their latest regulatory filings, with 54 funds opening new positions, 113 increasing their positions, 135 reducing their positions, and 42 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 42

3% more funds holding

Funds holding: 348357 (+9)

0% more funds holding in top 10

Funds holding in top 10: 1313 (0)

1% less capital invested

Capital invested by funds: $2.36B → $2.33B (-$35.3M)

16% less repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 135

61% less call options, than puts

Call options by funds: $5.73M | Put options by funds: $14.7M

Holders
357
Holders Change
+9
Holders Change %
+2.59%
% of All Funds
9.37%
Holding in Top 10
13
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.34%
New
54
Increased
113
Reduced
135
Closed
42
Calls
$5.73M
Puts
$14.7M
Net Calls
-$8.96M
Net Calls Change
-$2.69M
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
301
Penserra Capital Management
California
$56K +$59.4K +3,911 New
CCMW
302
Cypress Capital Management (Wyoming)
Wyoming
$52.7K
TFA
303
Transamerica Financial Advisors
Florida
$49K +$4.55K +300 +10%
TRCT
304
Tower Research Capital (TRC)
New York
$47K -$100K -6,602 -66%
AFP
305
Ausdal Financial Partners
Iowa
$44K +$46.6K +3,068 New
M
306
MOTCO
Texas
$42K
BNP Paribas Financial Markets
307
BNP Paribas Financial Markets
France
$40.6K -$158K -10,412 -78%
EWM
308
Endurance Wealth Management
Rhode Island
$40K -$13.2K -872 -24%
PAIM
309
Punch & Associates Investment Management
Minnesota
$39.9K +$42.5K +2,800 New
PAM
310
Panagora Asset Management
Massachusetts
$34K
GWM
311
Gupta Wealth Management
California
$33K
KTC
312
Kistler-Tiffany Companies
Pennsylvania
$29K +$395 +26 +1%
QCG
313
Quadrant Capital Group
Ohio
$26K
First Manhattan
314
First Manhattan
New York
$24K +$15.9K +1,049 +149%
ECM
315
Estabrook Capital Management
New York
$23.5K
SIM
316
Sonora Investment Management
Arizona
$21K -$2.46K -162 -10%
WA
317
WealthTrust-Arizona
Arizona
$21K -$319 -21 -1%
RFA
318
Reilly Financial Advisors
California
$21K +$22.8K +1,500 New
GXMC
319
Global X Management Company
New York
$17K -$1.09K -72 -6%
RBC
320
Roble Belko & Company
Pennsylvania
$14K
WIC
321
Woodmont Investment Counsel
Tennessee
$14K
ST
322
Spot Trading
Illinois
$14K +$15.3K +1,006 New
Manulife (Manufacturers Life Insurance)
323
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$13.3K -$6.33K -417 -0%
GI
324
Gradient Investments
Minnesota
$12K
IWMPD
325
Integrated Wealth Management (Palm Desert)
California
$12K +$15 +1 +0.1%

ARCC Hedge Fund Activity: Q4 2015 in Review

357 of the 3,811 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2015, worth a combined $2.33B — down 1.5% from $2.36B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new ARCC positions and 42 closed out — a net gain of 12 holders — while 113 added to existing stakes and 135 trimmed.

The largest buyer was Vaughan Nelson Investment Management, adding an estimated $16.3M. The largest seller was Fidelity Investments, cutting an estimated $29.6M.

  • 357 institutional investors held Ares Capital (ARCC) as of Q4 2015, up from 348 in Q3 2015.
  • Funds reported $2.33B of Ares Capital stock for Q4 2015, down 1.5% quarter-over-quarter.
  • 54 funds opened new Ares Capital positions in Q4 2015 and 42 closed out, a net change of +12 holders.
  • The largest Ares Capital buyer in Q4 2015 was Vaughan Nelson Investment Management, an estimated $16.3M added.
  • The largest Ares Capital seller in Q4 2015 was Fidelity Investments, an estimated $29.6M sold.

Based on aggregated 13F filings for Q4 2015.