Integrated Wealth Management (Palm Desert)’s Ares Capital ARCC Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-847	Closed	-$13K	–	278
2016 Q3	$13K	Buy	847 +1	+0.1%	+$15	﹤0.01%	699
2016 Q2	$12K	Buy	846 +1	+0.1%	+$15	﹤0.01%	707
2016 Q1	$13K	Buy	845 +1	+0.1%	+$14	0.01%	642
2015 Q4	$12K	Buy	844 +1	+0.1%	+$15	0.01%	717
2015 Q3	$12K	Sell	843 -124	-13%	-$1.95K	0.01%	712
2015 Q2	$16K	Buy	967 +127	+15%	+$2.12K	0.01%	661
2015 Q1	$14K	Buy	+840	New	+$14K	0.01%	671

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $29.3B AUM 38.15% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $202M AUM 21.25% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s ARCC Position: Q4 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of Ares Capital (ARCC) in Q4 2016, closing a stake of 847 shares — an estimated $13K sold.

Integrated Wealth Management (Palm Desert) first reported a position in ARCC in Q1 2015 and held it in 7 quarters. The position peaked at $16K in Q2 2015. 373 funds tracked by Wall St. Rank hold ARCC as of Q4 2016.

Integrated Wealth Management (Palm Desert) reported no remaining Ares Capital position as of Q4 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 847 Ares Capital shares in Q4 2016, an estimated $13K.
Integrated Wealth Management (Palm Desert) first reported a position in Ares Capital in Q1 2015 and held it in 7 quarters.
Integrated Wealth Management (Palm Desert)'s Ares Capital position peaked at $16K in Q2 2015.
373 funds tracked by Wall St. Rank held Ares Capital as of Q4 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q4 2016, filed 6 Jan 2017.