Penserra Capital Management’s Ares Capital ARCC Stock Holding History

Penserra Capital Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-5,580	Closed	-$91K	–	397
2017 Q3	$91K	Sell	5,580 -859	-13%	-$13.9K	0.02%	265
2017 Q2	$105K	Buy	6,439 +526	+9%	+$8.86K	0.04%	276
2017 Q1	$102K	Buy	5,913 +825	+16%	+$14.3K	0.01%	294
2016 Q4	$83K	Buy	5,088 +565	+12%	+$8.89K	0.01%	346
2016 Q3	$70K	Buy	4,523 +1,306	+41%	+$20K	0.01%	324
2016 Q2	$46K	Sell	3,217 -129	-4%	-$1.91K	0.01%	360
2016 Q1	$49K	Sell	3,346 -565	-14%	-$7.78K	﹤0.01%	262
2015 Q4	$56K	Buy	+3,911	New	+$59.4K	0.01%	247

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

Penserra Capital Management's ARCC Position: Q4 2017 in Review

Penserra Capital Management sold out of Ares Capital (ARCC) in Q4 2017, closing a stake of 5,580 shares — an estimated $91K sold.

Penserra Capital Management first reported a position in ARCC in Q4 2015 and held it in 8 quarters. The position peaked at $105K in Q2 2017. 443 funds tracked by Wall St. Rank hold ARCC as of Q4 2017.

Penserra Capital Management reported no remaining Ares Capital position as of Q4 2017 after selling out during the quarter.
Penserra Capital Management sold 5,580 Ares Capital shares in Q4 2017, an estimated $91K.
Penserra Capital Management first reported a position in Ares Capital in Q4 2015 and held it in 8 quarters.
Penserra Capital Management's Ares Capital position peaked at $105K in Q2 2017.
443 funds tracked by Wall St. Rank held Ares Capital as of Q4 2017.

Based on Penserra Capital Management's 13F filing for Q4 2017, filed 7 Feb 2018.