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Ares Capital
ARCC

Overview Fund Activity

312 hedge funds and large institutions have $3.33B invested in Ares Capital in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 151 increasing their positions, 79 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
+6
Holders Change %
+1.96%
% of All Funds
10.12%
Holding in Top 10
16
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.52%
New
32
Increased
151
Reduced
79
Closed
25
Calls
$20.6M
Puts
$9.69M
Net Calls
+$10.9M
Net Calls Change
+$16.1M

Top Buyers

1
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
$741M
2
Bank of New York Mellon
2
Bank of New York Mellon
New York
$40.7M
3
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$119M
4
MHI
4
Miller Howard Investments
New York
$15.3M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$33.5M

Top Sellers

1
Artisan Partners
1
Artisan Partners
Wisconsin
$0
2
Principal Financial Group
2
Principal Financial Group
Iowa
$5.01M
3
Alyeska Investment Group
3
Alyeska Investment Group
Illinois
$0
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$19.8M
5
RFC
5
Russell Frank Company
Washington
$16.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
PMFA
301
Plante Moran Financial Advisors
Michigan
$7K – – –
Northwestern Mutual Wealth Management
302
Northwestern Mutual Wealth Management
Wisconsin
$7K +$7K +427 New
FHA
303
First Horizon Advisors
Tennessee
$6K – – –
HCM
304
Highlander Capital Management
New Jersey
$5.62K – – –
AWMS
305
Advocacy Wealth Management Services
Georgia
$3K -$15K -1,000 -83%
HF
306
Hoxton Financial
West Virginia
$3K – – –
AC
307
Alexandria Capital
Virginia
$2K – – –
FANJ
308
Financial Architects (New Jersey)
New Jersey
$2K +$129 +9 +7%
Walleye Trading
309
Walleye Trading
New York
$1K +$1K +43 New
PIA
310
Piedmont Investment Advisors
North Carolina
$795 – – –
CPS
311
Counsel Portfolio Services
Ontario, Canada
$403 – – –
EFS
312
Essex Financial Services
Connecticut
$343 +$62 +3,600 +22%
Artisan Partners
313
Artisan Partners
Wisconsin
– -$22.8M -1,322,861 Closed
Alyeska Investment Group
314
Alyeska Investment Group
Illinois
– -$11.3M -658,432 Closed
AMH
315
Apollo Management Holdings
New York
– -$1.72M -100,000 Closed
BPIM
316
Brant Point Investment Management
New York
– -$812K -47,200 Closed
HI
317
HBK Investments
Texas
– -$545K -31,689 Closed
GCM
318
Glaxis Capital Management
Florida
– -$529K -30,760 Closed
MSS
319
Mitchell Sinkler & Starr
Pennsylvania
– -$467K -27,130 Closed
Prudential Financial
320
Prudential Financial
New Jersey
– -$310K -18,011 Closed
RJFSA
321
Raymond James Financial Services Advisors
Florida
– -$262K -15,261 Closed
SAG
322
Sterne Agee Group
Alabama
– -$218K -12,700 Closed
TH
323
Timber Hill
Connecticut
– -$211K -12,286 Closed
Rafferty Asset Management
324
Rafferty Asset Management
New York
– -$189K -10,998 Closed
Nomura Holdings
325
Nomura Holdings
Japan
– -$186K -10,823 Closed
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