SAG
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Sterne Agee Group’s Ares Capital ARCC Stock Holding History

Sterne Agee Group’s Portfolio ARCC Stock Details ARCC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-12,700
Closed -$218K – 260
2013
Q2 		$218K Buy
+12,700
New +$222K 0.08% 237

Other funds holding ARCC

BNP Paribas Financial Markets
BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return
Toronto Dominion Bank
Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
TIM
Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return
Lord, Abbett & Co
Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return
VNIM
Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
BAM
Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

Sterne Agee Group's ARCC Position: Q3 2013 in Review

Sterne Agee Group sold out of Ares Capital (ARCC) in Q3 2013, closing a stake of 12,700 shares — an estimated $218K sold.

Sterne Agee Group first reported a position in ARCC in Q2 2013 and held it in 1 quarter. The position peaked at $218K in Q2 2013. 312 funds tracked by Wall St. Rank hold ARCC as of Q3 2013.

  • Sterne Agee Group reported no remaining Ares Capital position as of Q3 2013 after selling out during the quarter.
  • Sterne Agee Group sold 12,700 Ares Capital shares in Q3 2013, an estimated $218K.
  • Sterne Agee Group first reported a position in Ares Capital in Q2 2013 and held it in 1 quarter.
  • Sterne Agee Group's Ares Capital position peaked at $218K in Q2 2013.
  • 312 funds tracked by Wall St. Rank held Ares Capital as of Q3 2013.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.