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Ares Capital
ARCC

Overview Fund Activity

338 hedge funds and large institutions have $2.42B invested in Ares Capital in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 143 increasing their positions, 104 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
338
Holders Change
-2
Holders Change %
-0.59%
% of All Funds
9.81%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.41%
New
35
Increased
143
Reduced
104
Closed
36
Calls
$7.15M
Puts
$8.52M
Net Calls
-$1.37M
Net Calls Change
-$4.25M

Top Buyers

1
TIM
1
Thornburg Investment Management
New Mexico
$164M
2
Morgan Stanley
2
Morgan Stanley
New York
$79.6M
3
U
3
UBS
Switzerland
$131M
4
Toronto Dominion Bank
4
Toronto Dominion Bank
Ontario, Canada
$18.2M
5
DFG
5
Delphi Financial Group
Delaware
$32.6M

Top Sellers

1
Lord, Abbett & Co
1
Lord, Abbett & Co
New Jersey
$34.1M
2
VNIM
2
Vaughan Nelson Investment Management
Texas
$25.1M
3
PAM
3
PartnerRe Asset Management
Connecticut
$4.81M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$86.3M
5
CS
5
Credit Suisse
Switzerland
$8.44M
Name Holding Trade Value Shares
Change 		Shares
Change %
BBA
276
BLB&B Advisors
Pennsylvania
$196K -$778 -48 -0.4%
RJT
277
Raymond James Trust
Florida
$191K +$191K +11,800 New
GT
278
Glenmede Trust
Pennsylvania
$182K -$2.09K -130 -1%
LTI
279
Laffer Tengler Investments
Tennessee
$180K +$68.4K +4,234 +61%
KA
280
Kovack Advisors
Florida
$180K +$16.2K +1,000 +10%
KCM
281
Kempner Capital Management
Texas
$179K +$179K +11,100 New
HFS
282
HL Financial Services
Kentucky
$176K -$24.1K -1,490 -12%
UR
283
USCA RIA
Texas
$172K +$172K +10,668 New
WA
284
WFG Advisors
Texas
$167K +$6.31K +391 +4%
FHC
285
First Heartland Consultants
Missouri
$166K – – –
WSTAM
286
Wilbanks Smith & Thomas Asset Management
Virginia
$164K +$164K +10,156 New
AIM
287
ADAR Investment Management
New Jersey
$162K +$162K +10,000 New
PG
288
PEAK6 Group
Illinois
$131K +$131K +8,077 New
WAM
289
Wolverine Asset Management
Illinois
$100K +$100K +6,200 New
MFS
290
MSI Financial Services
Massachusetts
$95K +$19.9K +1,237 +26%
FAM
291
Formidable Asset Management
Ohio
$84K – – –
SFSIG
292
San Francisco Sentry Investment Group
California
$74K – – –
PSI
293
Pinnacle Summer Investments
Virginia
$65K – – –
Bessemer Group
294
Bessemer Group
New Jersey
$58K -$2.36K -146 -4%
NES
295
New England Securities
New York
$54K -$28.2K -1,730 -34%
EWM
296
Edge Wealth Management
New York
$51K +$43.1K +2,675 +546%
M
297
MOTCO
Texas
$48K – – –
HCC
298
Hirtle Callaghan & Co
Pennsylvania
$48K +$992 +62 +2%
MHS
299
M Holdings Securities
Oregon
$45K +$45K +3,000 New
BAM
300
Barrett Asset Management
New York
$43K +$43K +2,670 New
10 11
12
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